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First Trust NASDAQ ABA Community Bank Index Fund

52 hedge funds and large institutions have $91.9M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 22 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

4% more funds holding

Funds holding: 5052 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $92.5M → $91.9M (-$609K)

32% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 22

Holders
52
Holders Change
+2
Holders Change %
+4%
% of All Funds
1.39%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
15
Reduced
22
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$42.7M -$6.15M -153,125 -13%
UBS Group
2
UBS Group
Switzerland
$7.45M +$346K +8,616 +5%
Bank of America
3
Bank of America
North Carolina
$6.22M -$500K -12,435 -8%
SCM
4
SkyTop Capital Management
New Jersey
$4.62M -$1.61M -40,000 -26%
RJA
5
Raymond James & Associates
Florida
$3.34M +$76.5K +1,904 +2%
LPL Financial
6
LPL Financial
California
$3.19M +$241K +6,004 +8%
SPC
7
Sigma Planning Corp
Michigan
$2.8M -$47.1K -1,172 -2%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.58M -$2.09M -51,932 -45%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.28M +$2.22M +55,304 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.08M -$980K -24,389 -33%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.86M -$90.1K -2,243 -5%
Wells Fargo
12
Wells Fargo
California
$1.39M +$1.21M +30,011 +838%
Jane Street
13
Jane Street
New York
$1.37M +$1.33M +33,189 New
SG Americas Securities
14
SG Americas Securities
New York
$921K +$603K +15,016 +207%
OC
15
Oppenheimer & Co
New York
$852K -$16.1K -401 -2%
VKH
16
Virtu KCG Holdings
New York
$797K -$255K -6,355 -25%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$682K +$85.6K +2,131 +15%
WI
18
Wintrust Investments
Illinois
$627K +$145K +3,604 +31%
CAN
19
Cetera Advisor Networks
California
$597K -$3.42K -85 -0.6%
Ameriprise
20
Ameriprise
Minnesota
$477K +$10.1K +252 +2%
Citadel Advisors
21
Citadel Advisors
Florida
$467K -$130K -3,231 -22%
Stifel Financial
22
Stifel Financial
Missouri
$449K -$257K -6,406 -37%
ST
23
Spinnaker Trust
Maine
$369K -$1.33M -33,157 -79%
SCA
24
Snowden Capital Advisors
New York
$352K +$18.4K +457 +6%
CA
25
Cetera Advisors
Colorado
$352K -$8.76K -218 -2%

QABA Hedge Fund Activity: Q3 2016 in Review

52 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q3 2016, worth a combined $91.9M — down 0.66% from $92.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new QABA positions and 3 closed out — a net gain of 3 holders — while 15 added to existing stakes and 22 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $2.22M. The largest seller was Morgan Stanley, cutting an estimated $6.15M.

  • 52 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q3 2016, up from 50 in Q2 2016.
  • Funds reported $91.9M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q3 2016, down 0.66% quarter-over-quarter.
  • 6 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q3 2016 and 3 closed out, a net change of +3 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q3 2016 was Janney Montgomery Scott, an estimated $2.22M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q3 2016 was Morgan Stanley, an estimated $6.15M sold.

Based on aggregated 13F filings for Q3 2016.