We are live on ! Find out more
QABA icon

First Trust NASDAQ ABA Community Bank Index Fund

44 hedge funds and large institutions have $26.5M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2020 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 21 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.65% less ownership

Funds ownership: 35.81%33.16% (-2.7%)

27% less funds holding

Funds holding: 6044 (-16)

48% less capital invested

Capital invested by funds: $51M → $26.5M (-$24.5M)

52% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 21

81% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 16

Holders
44
Holders Change
-16
Holders Change %
-26.67%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
21
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.92M -$4.33M -97,157 -35%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$4.46M +$3.83M +85,968 +171%
LPL Financial
3
LPL Financial
California
$2.5M -$883K -19,793 -21%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.07M -$2.2M -49,238 -44%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.44M -$92.6K -2,076 -4%
Citadel Advisors
6
Citadel Advisors
Florida
$1.39M +$779K +17,467 +70%
Osaic Holdings
7
Osaic Holdings
Arizona
$1.32M +$1.81M +40,606 New
Jane Street
8
Jane Street
New York
$1.1M +$799K +17,909 +114%
TRCT
9
Tower Research Capital (TRC)
New York
$1.02M +$939K +21,053 +206%
Wells Fargo
10
Wells Fargo
California
$777K -$247K -5,539 -19%
RJA
11
Raymond James & Associates
Florida
$715K +$25.8K +578 +3%
UBS Group
12
UBS Group
Switzerland
$582K -$447K -10,031 -36%
PFS
13
Prospera Financial Services
Texas
$539K +$1.43K +32 +0.2%
Bank of America
14
Bank of America
North Carolina
$421K -$130K -2,905 -18%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$370K -$57.3K -1,285 -10%
9WM
16
9258 Wealth Management
Ohio
$302K +$714 +16 +0.2%
ST
17
Spinnaker Trust
Maine
$286K
DADC
18
D.A. Davidson & Co
Montana
$275K
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$265K -$267K -5,998 -43%
AWA
20
Arkadios Wealth Advisors
Georgia
$155K +$7.27K +163 +4%
JCM
21
Jacobi Capital Management
Pennsylvania
$125K -$24.6K -552 -13%
AIC
22
Ameritas Investment Company
Nebraska
$99K -$107K -2,403 -44%
CFGS
23
Concourse Financial Group Securities
Alabama
$80K -$29.1K -652 -21%
QCG
24
Quadrant Capital Group
Ohio
$63K -$21.9K -492 -20%
AA
25
AlphaMark Advisors
Kentucky
$46K

QABA Hedge Fund Activity: Q1 2020 in Review

44 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q1 2020, worth a combined $26.5M — down 48% from $51M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of QABA and 3 opened new positions — a net loss of 13 holders — while 21 trimmed existing stakes and 10 added.

The largest buyer was Susquehanna International Group, adding an estimated $3.83M. The largest seller was Morgan Stanley, cutting an estimated $4.33M.

  • 44 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q1 2020, down from 60 in Q4 2019.
  • Funds reported $26.5M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q1 2020, down 48% quarter-over-quarter.
  • 3 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q1 2020 and 16 closed out, a net change of -13 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q1 2020 was Susquehanna International Group, an estimated $3.83M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q1 2020 was Morgan Stanley, an estimated $4.33M sold.

Based on aggregated 13F filings for Q1 2020.