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First Trust NASDAQ ABA Community Bank Index Fund

51 hedge funds and large institutions have $70.8M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2021 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 4

88% more capital invested

Capital invested by funds: $37.7M → $70.8M (+$33.1M)

28% more funds holding

Funds holding: 4051 (+11)

9.87% more ownership

Funds ownership: 44.33%54.2% (+9.9%)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

Holders
51
Holders Change
+11
Holders Change %
+27.5%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
16
Increased
12
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21M +$2.9M +55,010 +17%
UBS Group
2
UBS Group
Switzerland
$7.89M +$4.49M +85,148 +158%
LPL Financial
3
LPL Financial
California
$5.49M +$910K +17,262 +22%
SMF
4
Sterling Manor Financial
New York
$4.77M +$4.42M +83,952 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.5M +$1.88M +35,601 +136%
CAG
6
Csenge Advisory Group
Florida
$3.36M +$3.09M +58,712 New
PFS
7
Prospera Financial Services
Texas
$2.87M +$2.4M +45,519 +894%
Wells Fargo
8
Wells Fargo
California
$2.69M +$1.37M +25,911 +121%
Bank of America
9
Bank of America
North Carolina
$2.4M -$241K -4,582 -10%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.99M +$1.85M +35,047 New
KTA
11
Keeley-Teton Advisors
Illinois
$1.74M +$711K +13,500 +78%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.52M -$122K -2,321 -8%
RJA
13
Raymond James & Associates
Florida
$1.19M -$84.2K -1,597 -7%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.15M -$692K -13,134 -39%
KAS
15
Kestra Advisory Services
Texas
$1.04M +$965K +18,303 New
CAN
16
Cetera Advisor Networks
California
$874K -$16.2K -307 -2%
Citadel Advisors
17
Citadel Advisors
Florida
$821K -$1.27M -24,125 -63%
Truist Financial
18
Truist Financial
North Carolina
$747K -$32.6K -618 -4%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$684K +$379K +7,200 +149%
GWM
20
Greenwich Wealth Management
Connecticut
$586K
ST
21
Spinnaker Trust
Maine
$497K
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$448K -$42.6K -808 -9%
AWM
23
AE Wealth Management
Kansas
$375K +$86.3K +1,638 +33%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$373K +$346K +6,562 New
SFM
25
Signet Financial Management
New Jersey
$356K +$331K +6,273 New

QABA Hedge Fund Activity: Q1 2021 in Review

51 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q1 2021, worth a combined $70.8M — up 88% from $37.7M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new QABA positions and 4 closed out — a net gain of 12 holders — while 12 added to existing stakes and 12 trimmed.

The largest buyer was UBS Group, adding an estimated $4.49M. The largest seller was HighTower Advisors, exiting entirely with an estimated $1.43M sold.

  • 51 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q1 2021, up from 40 in Q4 2020.
  • Funds reported $70.8M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q1 2021, up 88% quarter-over-quarter.
  • 16 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q1 2021 and 4 closed out, a net change of +12 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q1 2021 was UBS Group, an estimated $4.49M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q1 2021 was HighTower Advisors, an estimated $1.43M sold.

Based on aggregated 13F filings for Q1 2021.