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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.06M +$4.73M +75,663 +128%
Bank of America
2
Bank of America
North Carolina
$5.67M -$617K -9,874 -10%
Wells Fargo
3
Wells Fargo
California
$5.32M -$105K -1,677 -2%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.62M +$110K +1,760 +3%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$4.07M +$1.71M +27,279 +82%
LK
6
Lumbard & Kellner
New Hampshire
$3.89M +$12.4K +198 +0.3%
Goldman Sachs
7
Goldman Sachs
New York
$2.69M
UBS Group
8
UBS Group
Switzerland
$2.45M -$346K -5,530 -13%
LPL Financial
9
LPL Financial
California
$1.83M +$16.1K +258 +1%
SA
10
Sanctuary Advisors
Indiana
$1.07M +$991K +15,850 New
Raymond James Financial
11
Raymond James Financial
Florida
$811K +$54.7K +875 +8%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$791K -$30.9K -494 -4%
Two Sigma Investments
13
Two Sigma Investments
New York
$757K -$204K -3,257 -22%
Citadel Advisors
14
Citadel Advisors
Florida
$673K -$798K -12,760 -56%
CCM
15
Cutler Capital Management
Massachusetts
$664K -$21.2K -339 -3%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$659K -$24.1K -386 -4%
SF
17
Summit Financial
New Jersey
$506K -$88.2K -1,411 -16%
GWM
18
Greenwich Wealth Management
Connecticut
$471K
ST
19
Spinnaker Trust
Maine
$387K
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$350K +$875 +14 +0.3%
SIS
21
Sound Income Strategies
Florida
$322K
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$303K +$282K +4,504 New
Osaic Holdings
23
Osaic Holdings
Arizona
$271K -$26K -416 -9%
SG
24
StoneX Group
New York
$248K +$246K +3,938 New
CW
25
CreativeOne Wealth
Kansas
$236K +$219K +3,504 New