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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$78.8M +$21.4M +457,396 +44%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$38.6M +$34M +729,137 +46,590%
UCFA
3
United Capital Financial Advisors
Texas
$35.6M +$31.5M +674,165 New
NCM
4
Niemann Capital Management
Nevada
$18.8M +$16.6M +356,070 New
UBS Group
5
UBS Group
Switzerland
$17.9M +$7.42M +158,896 +88%
CS
6
Credit Suisse
Switzerland
$14.5M +$12.8M +274,195 New
Bank of America
7
Bank of America
North Carolina
$12M +$3.59M +76,835 +51%
LPL Financial
8
LPL Financial
California
$11.5M +$6.51M +139,474 +180%
RJA
9
Raymond James & Associates
Florida
$8.54M +$3.77M +80,827 +100%
SCM
10
SkyTop Capital Management
New Jersey
$5.91M
TPWA
11
TRUE Private Wealth Advisors
Oregon
$4.05M +$3.67M +78,632 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$3.84M +$2.66M +56,994 +348%
SPC
13
Sigma Planning Corp
Michigan
$3.71M +$108K +2,305 +3%
Wells Fargo
14
Wells Fargo
California
$3.06M +$1.13M +24,290 +72%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$2.91M -$10.3K -221 -0.4%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.47M +$74.4K +1,594 +4%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.88M -$689K -14,755 -29%
VF
18
Virtu Financial
New York
$1.62M +$1.43M +30,545 New
CAN
19
Cetera Advisor Networks
California
$1.17M +$360K +7,717 +53%
ICOA
20
Investment Centers of America
North Dakota
$1.09M +$655K +14,025 +209%
AG
21
Advisor Group
Arizona
$1.09M +$809K +17,326 +536%
CPC
22
Cookson Peirce & Co
Pennsylvania
$1.07M +$946K +20,270 New
OC
23
Oppenheimer & Co
New York
$1M -$74.7K -1,600 -8%
JIP
24
Jaffetilchin Investment Partners
Florida
$995K +$517K +11,073 +143%
SB
25
Suntrust Banks
Georgia
$987K +$874K +18,712 New