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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.5M -$5.79M -165,403 -22%
U
2
UBS
Switzerland
$7.65M +$426K +12,169 +6%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.04M +$3.18M +90,884 +183%
Bank of America
4
Bank of America
North Carolina
$4.24M +$234K +6,678 +6%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.77M +$2.73M +77,854 New
LPL Financial
6
LPL Financial
California
$2.39M +$261K +7,437 +13%
RJA
7
Raymond James & Associates
Florida
$1.75M -$802K -22,892 -32%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.46M +$428K +12,228 +43%
Jane Street
9
Jane Street
New York
$1.22M +$1.19M +33,935 New
SG Americas Securities
10
SG Americas Securities
New York
$729K +$367K +10,467 +105%
Ameriprise
11
Ameriprise
Minnesota
$641K +$597K +17,053 +2,062%
VKH
12
Virtu KCG Holdings
New York
$629K +$616K +17,570 New
OC
13
Oppenheimer & Co
New York
$598K +$219K +6,255 +60%
JP Morgan Chase
14
JP Morgan Chase
New York
$480K +$89.2K +2,547 +24%
CS
15
Credit Suisse
Switzerland
$417K +$408K +11,635 New
Stifel Financial
16
Stifel Financial
Missouri
$379K +$370K +10,553 New
Wells Fargo
17
Wells Fargo
California
$202K -$10.1K -289 -5%
DADC
18
D.A. Davidson & Co
Montana
$57K +$10.5K +300 +23%
MWP
19
MYCIO Wealth Partners
Pennsylvania
$54K
TRCT
20
Tower Research Capital (TRC)
New York
$33K +$30.5K +871 +1,742%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$18K
WA
22
WFG Advisors
Texas
$16K +$70 +2 +0.5%
Creative Planning
23
Creative Planning
Kansas
$9K