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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$63M -$11.3M -227,164 -16%
UBS Group
2
UBS Group
Switzerland
$13.6M -$4.27M -86,203 -25%
RJA
3
Raymond James & Associates
Florida
$10.8M -$6.59M -132,929 -39%
LPL Financial
4
LPL Financial
California
$10.6M -$1.55M -31,309 -13%
Bank of America
5
Bank of America
North Carolina
$6.03M -$5.17M -104,259 -48%
SCM
6
SkyTop Capital Management
New Jersey
$5.91M
TPWA
7
TRUE Private Wealth Advisors
Oregon
$4.8M +$23.9K +482 +0.5%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$4.67M -$1.66M -33,578 -27%
IA
9
IFP Advisors
Florida
$3.96M +$23.2K +469 +0.6%
Jane Street
10
Jane Street
New York
$3.85M +$2.36M +47,552 +186%
Ameriprise
11
Ameriprise
Minnesota
$3.74M +$23.9K +482 +0.7%
Wells Fargo
12
Wells Fargo
California
$3.2M +$92K +1,856 +3%
SPC
13
Sigma Planning Corp
Michigan
$3.03M -$63.5K -1,281 -2%
TRCT
14
Tower Research Capital (TRC)
New York
$2.33M +$1.51M +30,424 +221%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$2.16M -$166K -3,351 -8%
AG
16
Advisor Group
Arizona
$1.75M -$36.3K -732 -2%
VF
17
Virtu Financial
New York
$1.54M +$1.45M +29,179 New
CAN
18
Cetera Advisor Networks
California
$1.34M -$23.5K -474 -2%
SB
19
Suntrust Banks
Georgia
$1.26M -$222K -4,485 -16%
ICOA
20
Investment Centers of America
North Dakota
$1.22M -$386K -7,781 -25%
FAAS
21
First Allied Advisory Services
California
$1.19M +$173K +3,487 +18%
IH
22
IFC Holdings
Florida
$1.17M +$266K +5,375 +32%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$1.11M -$1.76M -35,483 -63%
TSS
24
Two Sigma Securities
New York
$944K +$887K +17,902 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$917K -$142K -2,865 -14%