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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.2M +$5.99M +172,249 +29%
U
2
UBS
Switzerland
$8.36M +$1.16M +33,339 +16%
Bank of America
3
Bank of America
North Carolina
$4.94M +$961K +27,623 +23%
ST
4
Spinnaker Trust
Maine
$3.37M +$3.46M +99,471 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.6M -$3.24M -93,234 -66%
JP Morgan Chase
6
JP Morgan Chase
New York
$1.53M +$1.11M +31,801 +238%
LPL Financial
7
LPL Financial
California
$1.46M -$806K -23,175 -35%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.38M +$1.18K +34 +0.1%
Jane Street
9
Jane Street
New York
$1.25M +$102K +2,938 +9%
RJA
10
Raymond James & Associates
Florida
$1.14M -$527K -15,144 -31%
SG Americas Securities
11
SG Americas Securities
New York
$598K -$102K -2,945 -14%
Ameriprise
12
Ameriprise
Minnesota
$588K -$18.7K -537 -3%
OC
13
Oppenheimer & Co
New York
$546K -$19.2K -553 -3%
FAAS
14
First Allied Advisory Services
California
$467K +$481K +13,831 New
CS
15
Credit Suisse
Switzerland
$394K
Stifel Financial
16
Stifel Financial
Missouri
$377K +$20.3K +584 +6%
VKH
17
Virtu KCG Holdings
New York
$347K -$254K -7,306 -42%
Wells Fargo
18
Wells Fargo
California
$238K +$48.7K +1,399 +25%
DADC
19
D.A. Davidson & Co
Montana
$54K
MWP
20
MYCIO Wealth Partners
Pennsylvania
$51K
TRCT
21
Tower Research Capital (TRC)
New York
$26K -$5.74K -165 -18%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$17K
Creative Planning
23
Creative Planning
Kansas
$8K
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
-$2.77M -77,854 Closed
WA
25
WFG Advisors
Texas
-$16K -433 Closed