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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.14M -$728K -16,219 -13%
Bank of America
2
Bank of America
North Carolina
$3.56M -$94.9K -2,114 -3%
LPL Financial
3
LPL Financial
California
$3.1M -$646K -14,388 -18%
Goldman Sachs
4
Goldman Sachs
New York
$1.84M
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$1.71M +$1.67M +37,188 New
Truist Financial
6
Truist Financial
North Carolina
$1.54M +$8.35K +186 +0.6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.53M -$1.06M -23,509 -41%
KTA
8
Keeley-Teton Advisors
Illinois
$1.35M -$233K -5,200 -15%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.35M +$746K +16,607 +131%
NP
10
Nilsine Partners
Colorado
$1.02M -$64.5K -1,437 -6%
Wells Fargo
11
Wells Fargo
California
$999K -$4.63M -103,196 -83%
UBS Group
12
UBS Group
Switzerland
$786K -$36.4K -810 -5%
HI
13
Harbour Investments
Wisconsin
$747K -$17.4K -387 -2%
GWM
14
Greenwich Wealth Management
Connecticut
$610K -$37.9K -845 -6%
SFM
15
Signet Financial Management
New Jersey
$433K +$14.5K +322 +4%
CCM
16
Cutler Capital Management
Massachusetts
$377K -$26.9K -598 -7%
Osaic Holdings
17
Osaic Holdings
Arizona
$347K -$20.2K -449 -6%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$276K +$6.96K +155 +3%
ST
19
Spinnaker Trust
Maine
$264K
RJFSA
20
Raymond James Financial Services Advisors
Florida
$254K -$157K -3,490 -39%
Two Sigma Investments
21
Two Sigma Investments
New York
$207K -$251K -5,600 -55%
HWA
22
HHM Wealth Advisors
Tennessee
$66K
IBOK
23
Independence Bank of Kentucky
Kentucky
$32.2K
PTC
24
Private Trust Company
Ohio
$26.9K
SA
25
SRH Advisors
Kansas
$21.2K