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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$72.1M -$8.38M -168,176 -11%
UBS Group
2
UBS Group
Switzerland
$17.5M -$2.2M -44,158 -11%
RJA
3
Raymond James & Associates
Florida
$17.1M -$822K -16,484 -5%
LPL Financial
4
LPL Financial
California
$11.8M +$362K +7,258 +3%
Bank of America
5
Bank of America
North Carolina
$11.1M -$10.1M -202,095 -48%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$6.18M +$830K +16,643 +16%
SCM
7
SkyTop Capital Management
New Jersey
$5.67M
TPWA
8
TRUE Private Wealth Advisors
Oregon
$4.59M +$515K +10,328 +13%
IA
9
IFP Advisors
Florida
$3.79M +$481K +9,658 +15%
Ameriprise
10
Ameriprise
Minnesota
$3.56M +$1.79M +35,860 +104%
Wells Fargo
11
Wells Fargo
California
$2.98M +$856K +17,163 +41%
SPC
12
Sigma Planning Corp
Michigan
$2.97M +$59.2K +1,187 +2%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$2.86M -$42.4K -850 -1%
PAM
14
PVG Asset Management
Colorado
$2.64M +$2.6M +52,185 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$2.21M -$405K -8,133 -15%
Goldman Sachs
16
Goldman Sachs
New York
$1.81M +$1.78M +35,788 New
SI
17
Stephens Inc
Arkansas
$1.78M -$33.5K -672 -2%
AG
18
Advisor Group
Arizona
$1.72M +$410K +8,220 +32%
ICOA
19
Investment Centers of America
North Dakota
$1.57M +$94.3K +1,891 +6%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.52M -$1.31M -26,343 -47%
SB
21
Suntrust Banks
Georgia
$1.5M +$137K +2,743 +11%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.45M -$470K -9,423 -25%
CAN
23
Cetera Advisor Networks
California
$1.32M +$91.3K +1,832 +8%
Jane Street
24
Jane Street
New York
$1.29M -$210K -4,221 -14%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.03M +$115K +2,316 +13%