Advisor Group’s First Trust NASDAQ ABA Community Bank Index Fund QABA Stock Holding History

Advisor Group’s Portfolio QABA Stock Details QABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.53M	Sell	29,559 -4,435	-13%	-$221K	0.01%	948
2019 Q3	$1.63M	Sell	33,994 -6,045	-15%	-$286K	0.01%	860
2019 Q2	$1.92M	Sell	40,039 -3,000	-7%	-$143K	0.01%	774
2019 Q1	$1.99M	Sell	43,039 -652	-1%	-$31.2K	0.02%	723
2018 Q4	$1.88M	Buy	43,691 +3,257	+8%	+$157K	0.02%	661
2018 Q3	$2.16M	Buy	40,434 +4,373	+12%	+$244K	0.02%	609
2018 Q2	$1.98M	Buy	36,061 +3,910	+12%	+$217K	0.03%	554
2018 Q1	$1.7M	Sell	32,151 -543	-2%	-$29.4K	0.02%	621
2017 Q4	$1.71M	Sell	32,694 -573	-2%	-$30.2K	0.02%	619
2017 Q3	$1.75M	Sell	33,267 -732	-2%	-$36.3K	0.03%	553
2017 Q2	$1.72M	Buy	33,999 +8,220	+32%	+$410K	0.03%	533
2017 Q1	$1.3M	Buy	25,779 +5,222	+25%	+$271K	0.03%	599
2016 Q4	$1.09M	Buy	20,557 +17,326	+536%	+$809K	0.02%	627
2016 Q3	$134K	Sell	3,231 -3,501	-52%	-$141K	﹤0.01%	1811
2016 Q2	$255K	Buy	+6,732	New	+$257K	0.01%	1282

Other funds holding QABA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

GLLW

Graves Light Lenhart Wealth Harrisonburg, Virginia $1.07B AUM 18.43% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Advisor Group's QABA Position: Q4 2019 in Review

Advisor Group reduced its First Trust NASDAQ ABA Community Bank Index Fund (QABA) stake by 13% in Q4 2019, selling an estimated $221K and leaving 29,559 shares worth $1.53M. The position accounts for 0.01% of the portfolio, ranked #948.

Advisor Group first reported a position in QABA in Q2 2016 and has held it in 15 quarters since. The position peaked at $2.16M in Q3 2018. 60 funds tracked by Wall St. Rank hold QABA as of Q4 2019.

Advisor Group held 29,559 shares of First Trust NASDAQ ABA Community Bank Index Fund worth $1.53M as of Q4 2019.
Advisor Group sold 4,435 First Trust NASDAQ ABA Community Bank Index Fund shares in Q4 2019, an estimated $221K.
First Trust NASDAQ ABA Community Bank Index Fund made up 0.01% of Advisor Group's portfolio in Q4 2019, its #948 holding.
Advisor Group first reported a position in First Trust NASDAQ ABA Community Bank Index Fund in Q2 2016 and has held it in 15 quarters since.
Advisor Group's First Trust NASDAQ ABA Community Bank Index Fund position peaked at $2.16M in Q3 2018.
60 funds tracked by Wall St. Rank held First Trust NASDAQ ABA Community Bank Index Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.