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First Trust NASDAQ ABA Community Bank Index Fund
QABA

Overview Fund Activity

66 hedge funds and large institutions have $285M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2016 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 28 increasing their positions, 12 reducing their positions, and 5 closing their positions.

Holders
66
Holders Change
+14
Holders Change %
+26.92%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
19
Increased
28
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$38.6M
2
UCFA
2
United Capital Financial Advisors
Texas
$35.6M
3
Morgan Stanley
3
Morgan Stanley
New York
$78.8M
4
NCM
4
Niemann Capital Management
Nevada
$18.8M
5
CS
5
Credit Suisse
Switzerland
$14.5M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$0
2
SG Americas Securities
2
SG Americas Securities
New York
$0
3
Jane Street
3
Jane Street
New York
$947K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.88M
5
Citadel Advisors
5
Citadel Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$78.8M 1,491,746 +457,396 +44%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$38.6M 730,702 +729,137 +46,590%
UCFA
3
United Capital Financial Advisors
Texas
$35.6M 674,165 +674,165 New
NCM
4
Niemann Capital Management
Nevada
$18.8M 356,070 +356,070 New
UBS Group
5
UBS Group
Switzerland
$17.9M 339,300 +158,896 +88%
CS
6
Credit Suisse
Switzerland
$14.5M 274,195 +274,195 New
Bank of America
7
Bank of America
North Carolina
$12M 227,624 +76,835 +51%
LPL Financial
8
LPL Financial
California
$11.5M 216,891 +139,474 +180%
RJA
9
Raymond James & Associates
Florida
$8.54M 161,764 +80,827 +100%
SCM
10
SkyTop Capital Management
New Jersey
$5.91M 112,000 – –
TPWA
11
TRUE Private Wealth Advisors
Oregon
$4.05M 78,632 +78,632 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$3.84M 73,366 +56,994 +348%
SPC
13
Sigma Planning Corp
Michigan
$3.71M 70,218 +2,305 +3%
Wells Fargo
14
Wells Fargo
California
$3.06M 57,881 +24,290 +72%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$2.91M 55,083 -221 -0.4%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.47M 46,749 +1,594 +4%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.88M 35,651 -14,755 -29%
VF
18
Virtu Financial
New York
$1.62M 30,545 +30,545 New
CAN
19
Cetera Advisor Networks
California
$1.17M 22,182 +7,717 +53%
ICOA
20
Investment Centers of America
North Dakota
$1.09M 20,749 +14,025 +209%
AG
21
Advisor Group
Arizona
$1.09M 20,557 +17,326 +536%
CPC
22
Cookson Peirce & Co
Pennsylvania
$1.07M 20,270 +20,270 New
OC
23
Oppenheimer & Co
New York
$1.01M 19,040 -1,600 -8%
JIP
24
Jaffetilchin Investment Partners
Florida
$995K 18,837 +11,073 +143%
SB
25
Suntrust Banks
Georgia
$987K 18,712 +18,712 New
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