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First Trust NASDAQ ABA Community Bank Index Fund
QABA

Overview Fund Activity

23 hedge funds and large institutions have $65.5M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
23
Holders Change
–
Holders Change %
0%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
8
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$12.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$31.1M
3
Bank of America
3
Bank of America
North Carolina
$6.65M
4
RJA
4
Raymond James & Associates
Florida
$2.06M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$482K

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
SG Americas Securities
2
SG Americas Securities
New York
$0
3
Stifel Financial
3
Stifel Financial
Missouri
$0
4
VKH
4
Virtu KCG Holdings
New York
$0
5
LPL Financial
5
LPL Financial
California
$1.35M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$31.1M 846,633 +74,515 +10%
UBS Group
2
UBS Group
Switzerland
$12.1M 329,911 +329,911 New
Bank of America
3
Bank of America
North Carolina
$6.65M 181,066 +35,201 +24%
ST
4
Spinnaker Trust
Maine
$3.83M 104,272 +4,801 +5%
RJA
5
Raymond James & Associates
Florida
$2.06M 56,152 +22,637 +68%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.91M 51,857 +4,498 +9%
JPMorgan Chase & Co
7
JPMorgan Chase & Co
New York
$1.69M 46,070 +891 +2%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.63M 44,391 +3,642 +9%
LPL Financial
9
LPL Financial
California
$1.35M 36,761 -6,725 -15%
OC
10
Oppenheimer & Co
New York
$858K 23,348 +7,222 +45%
Ameriprise
11
Ameriprise
Minnesota
$630K 17,132 -211 -1%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$482K 12,978 +12,978 New
CS
13
Credit Suisse
Switzerland
$428K 11,635 – –
FAAS
14
First Allied Advisory Services
California
$370K 9,955 -3,876 -28%
Wells Fargo
15
Wells Fargo
California
$208K 5,673 -1,353 -19%
DADC
16
D.A. Davidson & Co
Montana
$58K 1,595 – –
MWP
17
MYCIO Wealth Partners
Pennsylvania
$55K 1,500 – –
NPC
18
National Planning Corporation
California
$18.9K 543 +543 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$18K 500 – –
WA
20
WFG Advisors
Texas
$11K 293 +293 New
Creative Planning
21
Creative Planning
Kansas
$9K 250 – –
TRCT
22
Tower Research Capital (TRC)
New York
$1K 36 -720 -95%
Jane Street
23
Jane Street
New York
– – -36,873 Closed
SG Americas Securities
24
SG Americas Securities
New York
– – -17,490 Closed
Stifel Financial
25
Stifel Financial
Missouri
– – -11,137 Closed
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