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First Trust NASDAQ ABA Community Bank Index Fund

18 hedge funds and large institutions have $49M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

100% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 3

99% more capital invested

Capital invested by funds: $24.6M → $49M (+$24.4M)

38% more funds holding

Funds holding: 1318 (+5)

Holders
18
Holders Change
+5
Holders Change %
+38.46%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
6
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.2M +$14.9M +417,054 +120%
U
2
UBS
Switzerland
$7.41M +$6.45M +180,944 +900%
Bank of America
3
Bank of America
North Carolina
$4.11M -$291K -8,179 -7%
RJA
4
Raymond James & Associates
Florida
$2.64M +$1.12M +31,469 +79%
LPL Financial
5
LPL Financial
California
$2.18M +$360K +10,109 +21%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.83M +$1.77M +49,618 +54,525%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$1.05M +$1.01M +28,487 New
JP Morgan Chase
8
JP Morgan Chase
New York
$399K +$386K +10,831 New
OC
9
Oppenheimer & Co
New York
$384K +$371K +10,424 New
SG Americas Securities
10
SG Americas Securities
New York
$367K +$355K +9,968 New
Wells Fargo
11
Wells Fargo
California
$218K -$12.3K -345 -6%
MWP
12
MYCIO Wealth Partners
Pennsylvania
$55K +$53.4K +1,500 New
DADC
13
D.A. Davidson & Co
Montana
$47K +$46.1K +1,295 New
Ameriprise
14
Ameriprise
Minnesota
$30K +$29.5K +827 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$18K
WA
16
WFG Advisors
Texas
$16K +$36 +1 +0.2%
Creative Planning
17
Creative Planning
Kansas
$9K +$8.91K +250 New
TRCT
18
Tower Research Capital (TRC)
New York
$2K -$187K -5,242 -99%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
-$1.14M -31,471 Closed
BTS
20
BB&T Securities
Virginia
-$2.07M -5,714 Closed
BCM
21
Blume Capital Management
California
-$5K -151 Closed

QABA Hedge Fund Activity: Q1 2014 in Review

18 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q1 2014, worth a combined $49M — up 99% from $24.6M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new QABA positions and 3 closed out — a net gain of 5 holders — while 6 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $14.9M. The largest seller was BB&T Securities, exiting entirely with an estimated $2.07M sold.

  • 18 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q1 2014, up from 13 in Q4 2013.
  • Funds reported $49M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q1 2014, up 99% quarter-over-quarter.
  • 8 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q1 2014 and 3 closed out, a net change of +5 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q1 2014 was Morgan Stanley, an estimated $14.9M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q1 2014 was BB&T Securities, an estimated $2.07M sold.

Based on aggregated 13F filings for Q1 2014.