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First Trust NASDAQ ABA Community Bank Index Fund

60 hedge funds and large institutions have $51M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 9 increasing their positions, 25 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

7% more funds holding

Funds holding: 5660 (+4)

2.16% more ownership

Funds ownership: 33.65%35.81% (+2.2%)

2% more capital invested

Capital invested by funds: $50M → $51M (+$1.03M)

64% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 25

Holders
60
Holders Change
+4
Holders Change %
+7.14%
% of All Funds
1.18%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
9
Reduced
25
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.4M -$173K -3,462 -1%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$5.83M -$8.48K -170 -0.2%
LPL Financial
3
LPL Financial
California
$4.99M -$717K -14,382 -13%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.61M -$1.6M -32,104 -39%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.4M +$1.07M +21,521 +87%
GLLW
6
Graves Light Lenhart Wealth
Virginia
$1.61M -$971K -19,468 -38%
AG
7
Advisor Group
Arizona
$1.53M -$221K -4,435 -13%
Wells Fargo
8
Wells Fargo
California
$1.52M -$939K -18,837 -39%
UBS Group
9
UBS Group
Switzerland
$1.44M -$529K -10,600 -28%
Citadel Advisors
10
Citadel Advisors
Florida
$1.29M -$1.14M -22,804 -48%
RJA
11
Raymond James & Associates
Florida
$1.1M +$51.5K +1,033 +5%
VF
12
Virtu Financial
New York
$1.04M +$1M +20,151 New
PFS
13
Prospera Financial Services
Texas
$854K -$14.5K -291 -2%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$834K +$47.5K +953 +6%
Bank of America
15
Bank of America
North Carolina
$819K -$4.94K -99 -0.6%
Jane Street
16
Jane Street
New York
$817K +$484K +9,699 +160%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$731K -$19.6K -394 -3%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$655K -$395K -7,929 -39%
TRCT
19
Tower Research Capital (TRC)
New York
$530K +$147K +2,943 +40%
ST
20
Spinnaker Trust
Maine
$454K
9WM
21
9258 Wealth Management
Ohio
$453K -$38K -762 -8%
DADC
22
D.A. Davidson & Co
Montana
$436K
MWP
23
MYCIO Wealth Partners
Pennsylvania
$362K +$348K +6,980 New
Goldman Sachs
24
Goldman Sachs
New York
$352K +$338K +6,787 New
Ameriprise
25
Ameriprise
Minnesota
$335K -$25.3K -507 -8%

QABA Hedge Fund Activity: Q4 2019 in Review

60 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q4 2019, worth a combined $51M — up 2.1% from $50M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new QABA positions and 8 closed out — a net gain of 5 holders — while 9 added to existing stakes and 25 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $1.07M. The largest seller was Susquehanna International Group, cutting an estimated $1.6M.

  • 60 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q4 2019, up from 56 in Q3 2019.
  • Funds reported $51M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q4 2019, up 2.1% quarter-over-quarter.
  • 13 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q4 2019 and 8 closed out, a net change of +5 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q4 2019 was Royal Bank of Canada, an estimated $1.07M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q4 2019 was Susquehanna International Group, an estimated $1.6M sold.

Based on aggregated 13F filings for Q4 2019.