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First Trust NASDAQ ABA Community Bank Index Fund
QABA

Overview Fund Activity

41 hedge funds and large institutions have $70.8M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2015 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 1 closing their positions.

Holders
41
Holders Change
+15
Holders Change %
+57.69%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
14
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
1
Brookstone Capital Management
Illinois
$14.4M
2
Morgan Stanley
2
Morgan Stanley
New York
$28M
3
UBS Group
3
UBS Group
Switzerland
$3.99M
4
Bank of America
4
Bank of America
North Carolina
$5.61M
5
RJA
5
Raymond James & Associates
Florida
$2.69M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$0
2
JIP
2
Jaffetilchin Investment Partners
Florida
$296K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$726K
4
LPL Financial
4
LPL Financial
California
$1.77M
5
TRCT
5
Tower Research Capital (TRC)
New York
$2K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$28M 731,678 +336,932 +85%
BCM
2
Brookstone Capital Management
Illinois
$14.4M 376,368 +376,368 New
Bank of America
3
Bank of America
North Carolina
$5.61M 146,559 +57,895 +65%
ST
4
Spinnaker Trust
Maine
$4.99M 130,352 +25,707 +25%
UBS Group
5
UBS Group
Switzerland
$3.99M 104,385 +67,120 +180%
RJA
6
Raymond James & Associates
Florida
$2.69M 70,334 +54,172 +335%
LPL Financial
7
LPL Financial
California
$1.77M 46,248 -6,786 -13%
VKH
8
Virtu KCG Holdings
New York
$1.47M 38,500 +38,500 New
OC
9
Oppenheimer & Co
New York
$837K 21,877 +21,877 New
Stifel Financial
10
Stifel Financial
Missouri
$831K 21,719 +21,719 New
CPC
11
Cookson Peirce & Co
Pennsylvania
$741K 19,380 +19,380 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$726K 18,988 -6,977 -27%
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$612K 15,991 +15,991 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$559K 14,602 +14,602 New
CS
15
Credit Suisse
Switzerland
$445K 11,635 – –
Ameriprise
16
Ameriprise
Minnesota
$415K 10,856 +2,751 +34%
IH
17
IFC Holdings
Florida
$398K 10,414 +4,790 +85%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$376K 9,840 +9,840 New
JIP
19
Jaffetilchin Investment Partners
Florida
$296K 7,746 -8,292 -52%
PGFC
20
Peapack-Gladstone Financial Corp
New Jersey
$270K 7,064 +7,064 New
FAAS
21
First Allied Advisory Services
California
$268K 6,924 -16 -0.2%
HFS
22
HL Financial Services
Kentucky
$222K 5,800 +600 +12%
FAM
23
Formidable Asset Management
Ohio
$153K 4,000 +4,000 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$122K 3,195 +845 +36%
AIM
25
Advantage Investment Management
Iowa
$119K 3,116 +3,116 New
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