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First Trust NASDAQ ABA Community Bank Index Fund

28 hedge funds and large institutions have $22.1M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.15% less ownership

Funds ownership: 41.29%37.14% (-4.1%)

7% less funds holding

Funds holding: 3028 (-2)

25% less capital invested

Capital invested by funds: $29.4M → $22.1M (-$7.29M)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

57% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 14

Holders
28
Holders Change
-2
Holders Change %
-6.67%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.27M -$56.1K -1,323 -0.8%
LPL Financial
2
LPL Financial
California
$3.64M +$291K +6,866 +8%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.52M -$916K -21,602 -36%
KTA
4
Keeley-Teton Advisors
Illinois
$1.39M -$228K -5,367 -13%
Wells Fargo
5
Wells Fargo
California
$1.28M -$1.71M -40,389 -56%
Bank of America
6
Bank of America
North Carolina
$1.27M -$321K -7,561 -19%
Osaic Holdings
7
Osaic Holdings
Arizona
$1.09M -$61.7K -1,454 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.05M -$3.9M -91,937 -78%
Citadel Advisors
9
Citadel Advisors
Florida
$967K +$105K +2,481 +11%
IP
10
Ignite Planners
California
$672K -$39.8K -938 -5%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$495K -$41.5K -978 -7%
GWM
12
Greenwich Wealth Management
Connecticut
$415K +$21.2K +500 +5%
SFM
13
Signet Financial Management
New Jersey
$393K +$35.6K +839 +9%
CCM
14
Cutler Capital Management
Massachusetts
$354K -$57.2K -1,348 -13%
ST
15
Spinnaker Trust
Maine
$348K
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$306K +$77.6K +1,830 +31%
IWC
17
Integrated Wealth Concepts
Massachusetts
$305K +$325K +7,667 New
UBS Group
18
UBS Group
Switzerland
$142K -$568K -13,380 -79%
HWA
19
HHM Wealth Advisors
Tennessee
$83.1K
NA
20
NewEdge Advisors
Louisiana
$38.2K -$2.29K -54 -5%
HI
21
Harbour Investments
Wisconsin
$30.7K -$19K -449 -37%
IBOK
22
Independence Bank of Kentucky
Kentucky
$27.8K
SA
23
SRH Advisors
Kansas
$18.3K
AA
24
AlphaMark Advisors
Kentucky
$15K -$1.06K -25 -6%
GRP
25
Global Retirement Partners
California
$14.2K +$127 +3 +0.8%

QABA Hedge Fund Activity: Q3 2023 in Review

28 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q3 2023, worth a combined $22.1M — down 25% from $29.4M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of QABA and 4 opened new positions — a net loss of 2 holders — while 14 trimmed existing stakes and 6 added.

The largest buyer was Integrated Wealth Concepts, opening a new position worth an estimated $325K. The largest seller was Royal Bank of Canada, cutting an estimated $3.9M.

  • 28 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q3 2023, down from 30 in Q2 2023.
  • Funds reported $22.1M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q3 2023, down 25% quarter-over-quarter.
  • 4 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q3 2023 and 6 closed out, a net change of -2 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q3 2023 was Integrated Wealth Concepts, an estimated $325K added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q3 2023 was Royal Bank of Canada, an estimated $3.9M sold.

Based on aggregated 13F filings for Q3 2023.