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First Trust NASDAQ ABA Community Bank Index Fund

49 hedge funds and large institutions have $104M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less funds holding

Funds holding: 5349 (-4)

31% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 13

33% less capital invested

Capital invested by funds: $155M → $104M (-$51.5M)

50% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 24

Holders
49
Holders Change
-4
Holders Change %
-7.55%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
12
Reduced
24
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$44.7M -$16.7M -470,061 -28%
Bank of America
2
Bank of America
North Carolina
$8.1M -$2.84M -80,004 -27%
SCM
3
SkyTop Capital Management
New Jersey
$7.29M +$564K +15,900 +9%
UBS Group
4
UBS Group
Switzerland
$7.09M -$3.1M -87,365 -31%
LPL Financial
5
LPL Financial
California
$5.06M -$4M -112,839 -44%
ST
6
Spinnaker Trust
Maine
$4.95M +$22.7K +640 +0.5%
RJA
7
Raymond James & Associates
Florida
$4.01M -$993K -28,013 -20%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.92M +$294K +8,303 +12%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.65M +$579K +16,331 +29%
Stifel Financial
10
Stifel Financial
Missouri
$2.18M +$123K +3,483 +6%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.13M +$13.4K +378 +0.7%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.55M -$427K -12,051 -22%
Jane Street
13
Jane Street
New York
$1.53M +$1.48M +41,739 New
JP Morgan Chase
14
JP Morgan Chase
New York
$1.51M -$1.45M -40,920 -50%
Citadel Advisors
15
Citadel Advisors
Florida
$1.36M +$1.31M +37,001 New
OC
16
Oppenheimer & Co
New York
$1.11M -$66.7K -1,881 -6%
VKH
17
Virtu KCG Holdings
New York
$855K +$825K +23,277 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$562K +$310K +8,734 +127%
CAN
19
Cetera Advisor Networks
California
$546K -$3.01K -85 -0.6%
Ameriprise
20
Ameriprise
Minnesota
$472K -$17K -480 -4%
IH
21
IFC Holdings
Florida
$356K -$157K -4,434 -31%
HFS
22
HL Financial Services
Kentucky
$330K -$15.5K -437 -5%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$309K -$229K -6,471 -43%
CA
24
Cetera Advisors
Colorado
$299K +$285K +8,025 New
MFS
25
MSI Financial Services
Massachusetts
$257K -$167K -4,700 -40%

QABA Hedge Fund Activity: Q1 2016 in Review

49 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q1 2016, worth a combined $104M — down 33% from $155M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of QABA and 9 opened new positions — a net loss of 4 holders — while 24 trimmed existing stakes and 12 added.

The largest buyer was Jane Street, opening a new position worth an estimated $1.48M. The largest seller was Morgan Stanley, cutting an estimated $16.7M.

  • 49 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q1 2016, down from 53 in Q4 2015.
  • Funds reported $104M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q1 2016, down 33% quarter-over-quarter.
  • 9 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q1 2016 and 13 closed out, a net change of -4 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q1 2016 was Jane Street, an estimated $1.48M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q1 2016 was Morgan Stanley, an estimated $16.7M sold.

Based on aggregated 13F filings for Q1 2016.