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First Trust NASDAQ ABA Community Bank Index Fund

50 hedge funds and large institutions have $57.9M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2021 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

4% more funds holding

Funds holding: 4850 (+2)

2.69% more ownership

Funds ownership: 46.46%49.15% (+2.7%)

1% more capital invested

Capital invested by funds: $57.6M → $57.9M (+$324K)

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

Holders
50
Holders Change
+2
Holders Change %
+4.17%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
11
Reduced
13
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.9M -$840K -14,247 -5%
UBS Group
2
UBS Group
Switzerland
$8.71M +$217K +3,679 +3%
LPL Financial
3
LPL Financial
California
$6.24M -$221K -3,750 -3%
CAG
4
Csenge Advisory Group
Florida
$3.38M -$292K -4,954 -8%
RJA
5
Raymond James & Associates
Florida
$2.55M +$1.26M +21,402 +98%
Wells Fargo
6
Wells Fargo
California
$2.46M +$84.1K +1,426 +4%
SMF
7
Sterling Manor Financial
New York
$2.32M -$289K -4,909 -11%
KTA
8
Keeley-Teton Advisors
Illinois
$1.97M
Osaic Holdings
9
Osaic Holdings
Arizona
$1.63M +$127K +2,152 +8%
Bank of America
10
Bank of America
North Carolina
$1.5M -$344K -5,844 -19%
Goldman Sachs
11
Goldman Sachs
New York
$1.25M
Citadel Advisors
12
Citadel Advisors
Florida
$1.17M -$144K -2,451 -11%
IP
13
Ignite Planners
California
$1.05M +$982K +16,652 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.01M -$88.4K -1,500 -8%
JIP
15
Jaffetilchin Investment Partners
Florida
$762K -$44.6K -756 -6%
SFM
16
Signet Financial Management
New Jersey
$701K +$111K +1,888 +19%
GWM
17
Greenwich Wealth Management
Connecticut
$662K
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$536K -$13.4K -228 -2%
KAS
19
Kestra Advisory Services
Texas
$523K -$821K -13,926 -61%
ST
20
Spinnaker Trust
Maine
$517K
PWP
21
Pursue Wealth Partners
California
$443K +$442K +7,500 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$400K -$1.6M -27,075 -80%
PIA
23
Perennial Investment Advisors
California
$347K +$20.6K +350 +6%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$345K +$345K +5,852 New
9WM
25
9258 Wealth Management
Ohio
$334K +$472 +8 +0.1%

QABA Hedge Fund Activity: Q4 2021 in Review

50 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q4 2021, worth a combined $57.9M — up 0.56% from $57.6M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new QABA positions and 10 closed out — a net gain of 2 holders — while 11 added to existing stakes and 13 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.26M. The largest seller was Royal Bank of Canada, cutting an estimated $1.6M.

  • 50 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q4 2021, up from 48 in Q3 2021.
  • Funds reported $57.9M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q4 2021, up 0.56% quarter-over-quarter.
  • 12 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q4 2021 and 10 closed out, a net change of +2 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q4 2021 was Raymond James & Associates, an estimated $1.26M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q4 2021 was Royal Bank of Canada, an estimated $1.6M sold.

Based on aggregated 13F filings for Q4 2021.