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First Trust NASDAQ ABA Community Bank Index Fund
QABA

Overview Fund Activity

40 hedge funds and large institutions have $37.7M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2020 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
40
Holders Change
+10
Holders Change %
+33.33%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
13
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$14.1M
2
UBS Group
2
UBS Group
Switzerland
$2.41M
3
Bank of America
3
Bank of America
North Carolina
$2.1M
4
HighTower Advisors
4
HighTower Advisors
Illinois
$1.43M
5
LPL Financial
5
LPL Financial
California
$3.56M

Top Sellers

1
TRCT
1
Tower Research Capital (TRC)
New York
$0
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$1.49M
3
SPIA
3
Steward Partners Investment Advisory
New York
$167K
4
JCM
4
Jacobi Capital Management
Pennsylvania
$0
5
9WM
5
9258 Wealth Management
Ohio
$267K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$14.1M 315,659 +190,669 +153%
LPL Financial
2
LPL Financial
California
$3.56M 79,415 +27,578 +53%
UBS Group
3
UBS Group
Switzerland
$2.41M 53,869 +45,836 +571%
Bank of America
4
Bank of America
North Carolina
$2.1M 46,850 +33,941 +263%
Citadel Advisors
5
Citadel Advisors
Florida
$1.73M 38,586 +10,215 +36%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.49M 33,322 -11,773 -26%
HighTower Advisors
7
HighTower Advisors
Illinois
$1.43M 31,761 +31,761 New
Osaic Holdings
8
Osaic Holdings
Arizona
$1.31M 29,201 -736 -2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.17M 26,103 +7,646 +41%
RJA
10
Raymond James & Associates
Florida
$1.01M 22,568 +5,292 +31%
Wells Fargo
11
Wells Fargo
California
$958K 21,399 +5,103 +31%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$890K 19,870 +19,870 New
KTA
13
Keeley-Teton Advisors
Illinois
$770K 17,200 +17,200 New
CAN
14
Cetera Advisor Networks
California
$703K 15,704 +5,366 +52%
Truist Financial
15
Truist Financial
North Carolina
$617K 13,785 +13,785 New
GWM
16
Greenwich Wealth Management
Connecticut
$463K 10,331 +762 +8%
ST
17
Spinnaker Trust
Maine
$392K 8,765 – –
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$389K 8,695 +8,695 New
9WM
19
9258 Wealth Management
Ohio
$267K 5,955 -979 -14%
Stifel Financial
20
Stifel Financial
Missouri
$256K 5,715 +5,715 New
PFS
21
Prospera Financial Services
Texas
$228K 5,093 +5,093 New
AWM
22
AE Wealth Management
Kansas
$223K 4,972 +4,972 New
SS
23
Simplicity Solutions
Minnesota
$222K 4,949 +4,949 New
Baird Financial Group
24
Baird Financial Group
Wisconsin
$217K 4,842 +4,842 New
SPIA
25
Steward Partners Investment Advisory
New York
$167K 3,733 -4,646 -55%
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