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First Trust NASDAQ ABA Community Bank Index Fund

40 hedge funds and large institutions have $37.7M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2020 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

173% more capital invested

Capital invested by funds: $13.8M → $37.7M (+$23.9M)

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

33% more funds holding

Funds holding: 3040 (+10)

20.23% more ownership

Funds ownership: 24.1%44.33% (+20%)

Holders
40
Holders Change
+10
Holders Change %
+33.33%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
13
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.1M +$7.65M +190,669 +153%
LPL Financial
2
LPL Financial
California
$3.56M +$1.11M +27,578 +53%
UBS Group
3
UBS Group
Switzerland
$2.41M +$1.84M +45,836 +571%
Bank of America
4
Bank of America
North Carolina
$2.1M +$1.36M +33,941 +263%
Citadel Advisors
5
Citadel Advisors
Florida
$1.73M +$410K +10,215 +36%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.49M -$472K -11,773 -26%
HighTower Advisors
7
HighTower Advisors
Illinois
$1.43M +$1.27M +31,761 New
Osaic Holdings
8
Osaic Holdings
Arizona
$1.31M -$29.5K -736 -2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.17M +$307K +7,646 +41%
RJA
10
Raymond James & Associates
Florida
$1.01M +$212K +5,292 +31%
Wells Fargo
11
Wells Fargo
California
$958K +$205K +5,103 +31%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$890K +$797K +19,870 New
KTA
13
Keeley-Teton Advisors
Illinois
$770K +$690K +17,200 New
CAN
14
Cetera Advisor Networks
California
$703K +$215K +5,366 +52%
Truist Financial
15
Truist Financial
North Carolina
$617K +$553K +13,785 New
GWM
16
Greenwich Wealth Management
Connecticut
$463K +$30.6K +762 +8%
ST
17
Spinnaker Trust
Maine
$392K
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$389K +$349K +8,695 New
9WM
19
9258 Wealth Management
Ohio
$267K -$39.3K -979 -14%
Stifel Financial
20
Stifel Financial
Missouri
$256K +$229K +5,715 New
PFS
21
Prospera Financial Services
Texas
$228K +$204K +5,093 New
AWM
22
AE Wealth Management
Kansas
$223K +$199K +4,972 New
SS
23
Simplicity Solutions
Minnesota
$222K +$199K +4,949 New
Baird Financial Group
24
Baird Financial Group
Wisconsin
$217K +$194K +4,842 New
SPIA
25
Steward Partners Investment Advisory
New York
$167K -$186K -4,646 -55%

QABA Hedge Fund Activity: Q4 2020 in Review

40 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q4 2020, worth a combined $37.7M — up 173% from $13.8M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new QABA positions and 4 closed out — a net gain of 10 holders — while 13 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $7.65M. The largest seller was Tower Research Capital (TRC), exiting entirely with an estimated $821K sold.

  • 40 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q4 2020, up from 30 in Q3 2020.
  • Funds reported $37.7M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q4 2020, up 173% quarter-over-quarter.
  • 14 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q4 2020 and 4 closed out, a net change of +10 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q4 2020 was Morgan Stanley, an estimated $7.65M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q4 2020 was Tower Research Capital (TRC), an estimated $821K sold.

Based on aggregated 13F filings for Q4 2020.