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First Trust NASDAQ ABA Community Bank Index Fund

30 hedge funds and large institutions have $13.8M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2020 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.21% less ownership

Funds ownership: 26.31%24.1% (-2.2%)

12% less funds holding

Funds holding: 3430 (-4)

22% less capital invested

Capital invested by funds: $17.7M → $13.8M (-$3.85M)

33% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 12

80% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 5

Holders
30
Holders Change
-4
Holders Change %
-11.76%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
8
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.97M -$1.02M -29,760 -19%
LPL Financial
2
LPL Financial
California
$1.65M -$196K -5,747 -10%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.43M -$108K -3,163 -7%
Osaic Holdings
4
Osaic Holdings
Arizona
$951K -$230K -6,742 -18%
Citadel Advisors
5
Citadel Advisors
Florida
$901K +$11.8K +347 +1%
TRCT
6
Tower Research Capital (TRC)
New York
$821K +$434K +12,708 +97%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$586K +$57.1K +1,672 +10%
RJA
8
Raymond James & Associates
Florida
$548K -$85.9K -2,516 -13%
Wells Fargo
9
Wells Fargo
California
$518K +$14.6K +428 +3%
Bank of America
10
Bank of America
North Carolina
$410K +$45.3K +1,328 +11%
CAN
11
Cetera Advisor Networks
California
$328K +$165K +4,844 +88%
GWM
12
Greenwich Wealth Management
Connecticut
$304K -$151K -4,432 -32%
ST
13
Spinnaker Trust
Maine
$278K
SPIA
14
Steward Partners Investment Advisory
New York
$266K +$252K +7,390 +747%
UBS Group
15
UBS Group
Switzerland
$255K -$167K -4,902 -38%
9WM
16
9258 Wealth Management
Ohio
$252K -$55.5K -1,625 -19%
JCM
17
Jacobi Capital Management
Pennsylvania
$95K -$30.6K -898 -23%
QCG
18
Quadrant Capital Group
Ohio
$61K
AA
19
AlphaMark Advisors
Kentucky
$32K
EP
20
Eudaimonia Partners
Tennessee
$24K
IBOK
21
Independence Bank of Kentucky
Kentucky
$22K
SA
22
SRH Advisors
Kansas
$22K
GWM
23
Geneos Wealth Management
Colorado
$20K
CFGS
24
Concourse Financial Group Securities
Alabama
$19K -$8.8K -258 -30%
WEC
25
Winslow Evans & Crocker
Massachusetts
$13K -$853 -25 -6%

QABA Hedge Fund Activity: Q3 2020 in Review

30 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q3 2020, worth a combined $13.8M — down 22% from $17.7M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of QABA and 1 opened new positions — a net loss of 4 holders — while 12 trimmed existing stakes and 8 added.

The largest buyer was Tower Research Capital (TRC), adding an estimated $434K. The largest seller was Morgan Stanley, cutting an estimated $1.02M.

  • 30 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q3 2020, down from 34 in Q2 2020.
  • Funds reported $13.8M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q3 2020, down 22% quarter-over-quarter.
  • 1 fund opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q3 2020 and 5 closed out, a net change of -4 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q3 2020 was Tower Research Capital (TRC), an estimated $434K added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q3 2020 was Morgan Stanley, an estimated $1.02M sold.

Based on aggregated 13F filings for Q3 2020.