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First Trust NASDAQ ABA Community Bank Index Fund

81 hedge funds and large institutions have $109M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2018 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 19 increasing their positions, 34 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

6.76% less ownership

Funds ownership: 52.16%45.4% (-6.8%)

10% less funds holding

Funds holding: 9081 (-9)

33% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 24

44% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 34

46% less capital invested

Capital invested by funds: $201M → $109M (-$92M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
81
Holders Change
-9
Holders Change %
-10%
% of All Funds
1.8%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
19
Reduced
34
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.9M -$25.9M -534,644 -50%
LPL Financial
2
LPL Financial
California
$8.22M -$1.79M -37,028 -16%
Ameriprise
3
Ameriprise
Minnesota
$8.05M -$1.23M -25,476 -12%
UBS Group
4
UBS Group
Switzerland
$7.9M -$4.45M -91,937 -33%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$6M +$4.89M +101,192 +265%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$4.42M +$2.13M +43,991 +75%
PAG
7
Private Advisor Group
New Jersey
$4.34M +$4.87M +100,761 New
Wells Fargo
8
Wells Fargo
California
$3.25M -$3.62M -74,961 -50%
Bank of America
9
Bank of America
North Carolina
$2.9M -$5.49M -113,571 -63%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.6M +$1.66M +34,415 +133%
GLLW
11
Graves Light Lenhart Wealth
Virginia
$2.35M +$2.63M +54,472 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$2.17M -$2.38M -49,323 -49%
Citadel Advisors
13
Citadel Advisors
Florida
$2.1M +$1.28M +26,438 +119%
TRCT
14
Tower Research Capital (TRC)
New York
$2.06M +$1.72M +35,481 +287%
SCM
15
SkyTop Capital Management
New Jersey
$2.02M -$2.42M -50,000 -52%
RJA
16
Raymond James & Associates
Florida
$1.96M -$6.05M -125,113 -73%
AG
17
Advisor Group
Arizona
$1.88M +$157K +3,257 +8%
Jane Street
18
Jane Street
New York
$1.79M +$1.74M +36,084 +663%
OSNBOA
19
Old Second National Bank of Aurora
Illinois
$1.53M +$36.6K +757 +2%
MML Investors Services
20
MML Investors Services
Massachusetts
$1.46M -$11.1K -230 -0.7%
PFS
21
Prospera Financial Services
Texas
$1.38M +$254K +5,252 +20%
VFA
22
Voya Financial Advisors
Connecticut
$1.24M -$753K -15,578 -35%
CAN
23
Cetera Advisor Networks
California
$1.23M -$329K -6,802 -19%
BFEC
24
Benjamin F. Edwards & Company
Missouri
$1.11M +$61.4K +1,270 +5%
SFS
25
Sowell Financial Services
Arkansas
$1.05M -$6.43K -133 -0.5%

QABA Hedge Fund Activity: Q4 2018 in Review

81 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q4 2018, worth a combined $109M — down 46% from $201M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of QABA and 16 opened new positions — a net loss of 8 holders — while 34 trimmed existing stakes and 19 added.

The largest buyer was Susquehanna International Group, adding an estimated $4.89M. The largest seller was Morgan Stanley, cutting an estimated $25.9M.

  • 81 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q4 2018, down from 90 in Q3 2018.
  • Funds reported $109M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q4 2018, down 46% quarter-over-quarter.
  • 16 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q4 2018 and 24 closed out, a net change of -8 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q4 2018 was Susquehanna International Group, an estimated $4.89M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q4 2018 was Morgan Stanley, an estimated $25.9M sold.

Based on aggregated 13F filings for Q4 2018.