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Oppenheimer & Co’s First Trust NASDAQ ABA Community Bank Index Fund QABA Stock Holding History

Oppenheimer & Co’s Portfolio QABA Stock Details QABA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-19,311
Closed -$977K – 1344
2017
Q2 		$977K Sell
19,311
-4,772
-20% -$238K 0.03% 607
2017
Q1 		$1.22M Buy
24,083
+5,043
+26% +$262K 0.03% 516
2016
Q4 		$1M Sell
19,040
-1,600
-8% -$74.7K 0.03% 555
2016
Q3 		$852K Sell
20,640
-401
-2% -$16.1K 0.02% 628
2016
Q2 		$800K Sell
21,041
-9,056
-30% -$345K 0.02% 619
2016
Q1 		$1.11M Sell
30,097
-1,881
-6% -$66.7K 0.03% 511
2015
Q4 		$1.25M Buy
31,978
+10,101
+46% +$404K 0.04% 482
2015
Q3 		$837K Buy
+21,877
New +$848K 0.03% 644
2015
Q1 		– Sell
-23,348
Closed -$858K – 1531
2014
Q4 		$858K Buy
23,348
+7,222
+45% +$256K 0.02% 655
2014
Q3 		$546K Sell
16,126
-553
-3% -$19.2K 0.02% 817
2014
Q2 		$598K Buy
16,679
+6,255
+60% +$219K 0.02% 789
2014
Q1 		$384K Buy
+10,424
New +$371K 0.01% 938

Other funds holding QABA

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
SCM
SkyTop Capital Management Rutherford, New Jersey $96.8M AUM 2.63% 1-Year Est. Return
TPWA
TRUE Private Wealth Advisors Salem, Oregon $1.05B AUM 19.14% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
IA
IFP Advisors Tampa, Florida $4.82B AUM 20.19% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Oppenheimer & Co's QABA Position: Q3 2017 in Review

Oppenheimer & Co sold out of First Trust NASDAQ ABA Community Bank Index Fund (QABA) in Q3 2017, closing a stake of 19,311 shares — an estimated $977K sold.

Oppenheimer & Co first reported a position in QABA in Q1 2014 and held it in 12 quarters. The position peaked at $1.25M in Q4 2015. 76 funds tracked by Wall St. Rank hold QABA as of Q3 2017.

  • Oppenheimer & Co reported no remaining First Trust NASDAQ ABA Community Bank Index Fund position as of Q3 2017 after selling out during the quarter.
  • Oppenheimer & Co sold 19,311 First Trust NASDAQ ABA Community Bank Index Fund shares in Q3 2017, an estimated $977K.
  • Oppenheimer & Co first reported a position in First Trust NASDAQ ABA Community Bank Index Fund in Q1 2014 and held it in 12 quarters.
  • Oppenheimer & Co's First Trust NASDAQ ABA Community Bank Index Fund position peaked at $1.25M in Q4 2015.
  • 76 funds tracked by Wall St. Rank held First Trust NASDAQ ABA Community Bank Index Fund as of Q3 2017.

Based on Oppenheimer & Co's 13F filing for Q3 2017, filed 9 Nov 2017.