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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15M -$7.83M -144,616 -35%
UBS Group
2
UBS Group
Switzerland
$8.09M -$277K -5,120 -3%
LPL Financial
3
LPL Financial
California
$6.16M +$803K +14,837 +16%
CAG
4
Csenge Advisory Group
Florida
$3.76M +$268K +4,954 +8%
SMF
5
Sterling Manor Financial
New York
$2.48M -$2.05M -37,857 -46%
Wells Fargo
6
Wells Fargo
California
$2.26M -$1.06M -19,564 -33%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.9M -$148K -2,730 -7%
KTA
8
Keeley-Teton Advisors
Illinois
$1.87M +$99.3K +1,835 +6%
Bank of America
9
Bank of America
North Carolina
$1.76M -$795K -14,684 -32%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.44M -$10.1K -186 -0.7%
KAS
11
Kestra Advisory Services
Texas
$1.28M -$2.48M -45,738 -67%
Citadel Advisors
12
Citadel Advisors
Florida
$1.25M -$827K -15,287 -41%
RJA
13
Raymond James & Associates
Florida
$1.23M -$276K -5,107 -19%
Goldman Sachs
14
Goldman Sachs
New York
$1.19M +$1.15M +21,179 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.04M +$39.3K +727 +4%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$967K -$498K -9,210 -35%
JIP
17
Jaffetilchin Investment Partners
Florida
$768K +$739K +13,660 New
GWM
18
Greenwich Wealth Management
Connecticut
$631K
SFM
19
Signet Financial Management
New Jersey
$561K +$43.4K +801 +9%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$524K +$102K +1,882 +25%
ST
21
Spinnaker Trust
Maine
$493K
PFS
22
Prospera Financial Services
Texas
$380K +$89.8K +1,659 +33%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$328K +$15.6K +288 +5%
9WM
24
9258 Wealth Management
Ohio
$318K -$11.7K -217 -4%
PIA
25
Perennial Investment Advisors
California
$312K -$7.09K -131 -2%