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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.29M -$277K -6,987 -4%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.68M -$4.61M -116,217 -50%
LPL Financial
3
LPL Financial
California
$3.35M -$242K -6,098 -7%
Wells Fargo
4
Wells Fargo
California
$2.87M -$1.13M -28,355 -28%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.36M +$1.5M +37,706 +171%
KTA
6
Keeley-Teton Advisors
Illinois
$1.6M +$11.9K +300 +0.7%
Bank of America
7
Bank of America
North Carolina
$1.57M -$70.1K -1,765 -4%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.15M -$720K -18,132 -39%
Citadel Advisors
9
Citadel Advisors
Florida
$865K -$711K -17,898 -45%
IP
10
Ignite Planners
California
$714K
UBS Group
11
UBS Group
Switzerland
$670K -$5.1M -128,483 -88%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$532K -$89.9K -2,265 -14%
CCM
13
Cutler Capital Management
Massachusetts
$405K +$113K +2,853 +39%
GWM
14
Greenwich Wealth Management
Connecticut
$393K
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$374K +$65.5K +1,650 +21%
SFM
16
Signet Financial Management
New Jersey
$358K -$3.38K -85 -0.9%
ST
17
Spinnaker Trust
Maine
$347K
FTUS
18
Flow Traders U.S.
New York
$244K +$24.5K +618 +11%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$232K
FCA
20
FinTrust Capital Advisors
South Carolina
$106K
HWA
21
HHM Wealth Advisors
Tennessee
$82.7K
IGWM
22
ICA Group Wealth Management
Colorado
$65.7K -$3.97K -100 -6%
HI
23
Harbour Investments
Wisconsin
$48.3K +$159 +4 +0.3%
NA
24
NewEdge Advisors
Louisiana
$40.1K -$239K -6,024 -86%
IBOK
25
Independence Bank of Kentucky
Kentucky
$27.7K