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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$65.8M +$38.2M +955,567 +131%
BCM
2
Brookstone Capital Management
Illinois
$14.1M -$554K -13,851 -4%
Bank of America
3
Bank of America
North Carolina
$11.7M +$6.16M +153,948 +105%
UBS Group
4
UBS Group
Switzerland
$10.9M +$7.03M +175,906 +169%
LPL Financial
5
LPL Financial
California
$9.62M +$8.31M +207,687 +449%
SCM
6
SkyTop Capital Management
New Jersey
$7.12M +$7.3M +182,630 New
RJA
7
Raymond James & Associates
Florida
$5.35M +$2.67M +66,801 +95%
ST
8
Spinnaker Trust
Maine
$5.22M +$147K +3,681 +3%
JP Morgan Chase
9
JP Morgan Chase
New York
$3.2M +$3.28M +82,106 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.77M +$2.84M +71,098 New
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.24M +$1.91M +47,642 +484%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.18M +$1.48M +36,905 +194%
Stifel Financial
13
Stifel Financial
Missouri
$2.17M +$1.36M +34,083 +157%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.11M +$1.58M +39,609 +271%
OC
15
Oppenheimer & Co
New York
$1.25M +$404K +10,101 +46%
Citigroup
16
Citigroup
New York
$935K +$891K +22,290 +1,311%
CPC
17
Cookson Peirce & Co
Pennsylvania
$822K +$68.8K +1,720 +9%
BCM
18
Barometer Capital Management
Ontario, Canada
$822K +$844K +21,100 New
CAN
19
Cetera Advisor Networks
California
$582K +$597K +14,940 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$580K +$595K +14,884 New
IH
21
IFC Holdings
Florida
$554K +$151K +3,773 +36%
WDL
22
Well Done LLC
Michigan
$521K +$535K +13,377 New
Ameriprise
23
Ameriprise
Minnesota
$520K +$99.2K +2,481 +23%
CS
24
Credit Suisse
Switzerland
$461K +$8.04K +201 +2%
MFS
25
MSI Financial Services
Massachusetts
$455K +$451K +11,285 +2,821%