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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.5M -$2.14M -41,469 -14%
UBS Group
2
UBS Group
Switzerland
$8.86M -$451K -8,729 -5%
Bank of America
3
Bank of America
North Carolina
$7.56M +$1.54M +29,749 +27%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$7.04M -$1.27M -24,662 -16%
Wells Fargo
5
Wells Fargo
California
$6.61M -$956K -18,512 -13%
LK
6
Lumbard & Kellner
New Hampshire
$3.13M +$2.84K +55 +0.1%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$2.92M +$1.92M +37,119 +221%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$2.32M -$141K -2,722 -6%
Goldman Sachs
9
Goldman Sachs
New York
$2.16M
Truist Financial
10
Truist Financial
North Carolina
$2.08M -$22.4K -433 -1%
Two Sigma Investments
11
Two Sigma Investments
New York
$1.8M -$501K -9,700 -23%
LPL Financial
12
LPL Financial
California
$1.74M -$4.09M -79,218 -71%
Citadel Advisors
13
Citadel Advisors
Florida
$1.38M +$667K +12,920 +103%
NP
14
Nilsine Partners
Colorado
$1.23M +$12.6K +244 +1%
GI
15
GAMCO Investors
Connecticut
$1.18M +$1.12M +21,700 New
Stifel Financial
16
Stifel Financial
Missouri
$745K -$25.6K -495 -3%
GWM
17
Greenwich Wealth Management
Connecticut
$733K
Raymond James Financial
18
Raymond James Financial
Florida
$681K -$24.9K -482 -4%
EW
19
Element Wealth
Mississippi
$679K +$647K +12,530 New
SFM
20
Signet Financial Management
New Jersey
$636K +$26.1K +505 +4%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$626K +$276K +5,352 +86%
TSMHT
22
Thurston Springer Miller Herd & Titak
Indiana
$433K +$9.55K +185 +2%
CCM
23
Cutler Capital Management
Massachusetts
$378K -$48.3K -935 -12%
Jane Street
24
Jane Street
New York
$364K +$347K +6,715 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$358K +$18.9K +365 +6%