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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.2M -$5.33M -96,306 -25%
UBS Group
2
UBS Group
Switzerland
$9M +$491K +8,875 +5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$8.09M -$1.23M -22,319 -13%
Wells Fargo
4
Wells Fargo
California
$7.34M +$1.69M +30,650 +28%
LPL Financial
5
LPL Financial
California
$5.82M -$2.21M -39,918 -26%
Bank of America
6
Bank of America
North Carolina
$5.74M +$1.03M +18,625 +20%
LK
7
Lumbard & Kellner
New Hampshire
$3.02M +$3.19M +57,700 New
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$2.38M +$81.3K +1,470 +3%
Two Sigma Investments
9
Two Sigma Investments
New York
$2.25M +$1.59M +28,800 +203%
Goldman Sachs
10
Goldman Sachs
New York
$2.09M -$178K -3,225 -7%
Truist Financial
11
Truist Financial
North Carolina
$2.03M +$126K +2,275 +6%
KTA
12
Keeley-Teton Advisors
Illinois
$1.27M -$239K -4,320 -15%
NP
13
Nilsine Partners
Colorado
$1.18M -$157K -2,843 -11%
VF
14
Virtu Financial
New York
$1.09M +$1.16M +20,934 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$880K -$1.07M -19,393 -54%
Stifel Financial
16
Stifel Financial
Missouri
$745K -$137K -2,470 -15%
GWM
17
Greenwich Wealth Management
Connecticut
$707K
Raymond James Financial
18
Raymond James Financial
Florida
$683K -$136K -2,464 -16%
Citadel Advisors
19
Citadel Advisors
Florida
$657K -$1.17M -21,196 -63%
SFM
20
Signet Financial Management
New Jersey
$587K -$24.1K -436 -4%
CCM
21
Cutler Capital Management
Massachusetts
$413K -$4.09K -74 -0.9%
TSMHT
22
Thurston Springer Miller Herd & Titak
Indiana
$408K +$44K +796 +11%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$327K -$19.7K -357 -5%
Osaic Holdings
24
Osaic Holdings
Arizona
$327K -$95K -1,718 -22%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$324K +$29.3K +530 +9%