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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.41M +$1.34M +31,227 +20%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.02M +$5.76M +134,490 +509%
LIA
3
Luken Investment Analytics
Tennessee
$6.02M +$5.18M +120,849 New
LPL Financial
4
LPL Financial
California
$5.56M +$863K +20,145 +22%
Bank of America
5
Bank of America
North Carolina
$4.79M +$2.75M +64,100 +200%
UBS Group
6
UBS Group
Switzerland
$4.2M +$3.46M +80,693 +2,264%
Goldman Sachs
7
Goldman Sachs
New York
$2.02M +$1.74M +40,520 New
KTA
8
Keeley-Teton Advisors
Illinois
$1.75M
Wells Fargo
9
Wells Fargo
California
$1.31M -$254K -5,937 -18%
Stifel Financial
10
Stifel Financial
Missouri
$748K +$644K +15,016 New
GWM
11
Greenwich Wealth Management
Connecticut
$703K +$157K +3,672 +35%
Osaic Holdings
12
Osaic Holdings
Arizona
$625K -$640K -14,939 -54%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$590K +$507K +11,833 New
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$588K -$1.13M -26,377 -69%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$569K -$45.1K -1,053 -8%
CCM
16
Cutler Capital Management
Massachusetts
$444K +$86 +2 +0%
SFM
17
Signet Financial Management
New Jersey
$440K -$45.1K -1,052 -11%
ST
18
Spinnaker Trust
Maine
$437K
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$353K -$26K -606 -8%
JIP
20
Jaffetilchin Investment Partners
Florida
$322K +$277K +6,457 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$302K +$260K +6,059 New
RJA
22
Raymond James & Associates
Florida
$209K +$180K +4,189 New
HI
23
Harbour Investments
Wisconsin
$159K +$104K +2,416 +313%
HWA
24
HHM Wealth Advisors
Tennessee
$104K
IBOK
25
Independence Bank of Kentucky
Kentucky
$34.9K