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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.5M +$12.3M +237,789 +213%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$11.6M +$9.65M +186,772 +560%
UBS Group
3
UBS Group
Switzerland
$8.99M +$7.9M +152,877 +894%
Bank of America
4
Bank of America
North Carolina
$6.52M +$2.36M +45,765 +59%
LPL Financial
5
LPL Financial
California
$4.46M +$880K +17,028 +25%
Goldman Sachs
6
Goldman Sachs
New York
$2.11M
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$2.09M +$119K +2,303 +6%
Wells Fargo
8
Wells Fargo
California
$2.09M +$917K +17,747 +82%
Truist Financial
9
Truist Financial
North Carolina
$1.82M +$52.2K +1,011 +3%
KTA
10
Keeley-Teton Advisors
Illinois
$1.56M
Citadel Advisors
11
Citadel Advisors
Florida
$1.48M +$1.45M +28,069 New
PAG
12
Private Advisory Group
Washington
$1.43M +$1.4M +26,999 New
NP
13
Nilsine Partners
Colorado
$1.36M +$188K +3,635 +16%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.11M +$691K +13,375 +177%
Stifel Financial
15
Stifel Financial
Missouri
$1.1M +$1.07M +20,785 New
Ameriprise
16
Ameriprise
Minnesota
$951K +$929K +17,977 New
Two Sigma Investments
17
Two Sigma Investments
New York
$915K +$661K +12,800 +284%
VF
18
Virtu Financial
New York
$797K +$779K +15,079 New
HI
19
Harbour Investments
Wisconsin
$779K -$78.8K -1,524 -9%
GWM
20
Greenwich Wealth Management
Connecticut
$702K
SFM
21
Signet Financial Management
New Jersey
$491K -$6.87K -133 -1%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$452K +$156K +3,021 +55%
CCM
23
Cutler Capital Management
Massachusetts
$426K -$7.7K -149 -2%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$405K +$396K +7,662 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$316K -$1.4K -27 -0.4%