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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.5M +$2.16M +37,749 +11%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.83M -$2.47M -43,191 -20%
UBS Group
3
UBS Group
Switzerland
$9.07M -$380K -6,645 -4%
LPL Financial
4
LPL Financial
California
$8.4M +$3.82M +66,817 +79%
Wells Fargo
5
Wells Fargo
California
$6.1M +$4.02M +70,324 +178%
Bank of America
6
Bank of America
North Carolina
$5.07M -$1.84M -32,070 -26%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$2.44M +$257K +4,491 +11%
Goldman Sachs
8
Goldman Sachs
New York
$2.4M +$185K +3,225 +8%
Truist Financial
9
Truist Financial
North Carolina
$2.03M +$125K +2,184 +6%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.01M +$2.07M +36,221 New
Citadel Advisors
11
Citadel Advisors
Florida
$1.88M +$326K +5,702 +20%
IAA
12
Independent Advisor Alliance
North Carolina
$1.69M +$1.74M +30,352 New
KTA
13
Keeley-Teton Advisors
Illinois
$1.58M -$51.5K -900 -3%
NP
14
Nilsine Partners
Colorado
$1.41M -$21.6K -378 -1%
Stifel Financial
15
Stifel Financial
Missouri
$929K -$233K -4,069 -20%
Raymond James Financial
16
Raymond James Financial
Florida
$862K +$888K +15,519 New
HI
17
Harbour Investments
Wisconsin
$827K +$9.56K +167 +1%
Two Sigma Investments
18
Two Sigma Investments
New York
$789K -$177K -3,100 -18%
GWM
19
Greenwich Wealth Management
Connecticut
$751K +$14.3K +250 +2%
SFM
20
Signet Financial Management
New Jersey
$648K +$137K +2,386 +26%
CCM
21
Cutler Capital Management
Massachusetts
$443K -$4.24K -74 -0.9%
Osaic Holdings
22
Osaic Holdings
Arizona
$443K -$741K -12,956 -62%
TSMHT
23
Thurston Springer Miller Herd & Titak
Indiana
$389K +$401K +7,009 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$367K -$60.6K -1,058 -14%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$328K -$4.92K -86 -1%