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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOUT icon
1276
CapForce IBD Breakout Opportunities ETF
BOUT
$16.2M
– –
-12,594
Closed -$353K
CCJ icon
1277
Cameco
CCJ
$38.3B
– –
-12,471
Closed -$331K
CE icon
1278
Celanese
CE
$5.09B
– –
-4,451
Closed -$402K
CELH icon
1279
Celsius Holdings
CELH
$6.93B
– –
-26,130
Closed -$790K
CFO icon
1280
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$415M
– –
-52,859
Closed -$3.39M
CNXC icon
1281
Concentrix
CNXC
$1.36B
– –
-1,809
Closed -$202K
COIN icon
1282
Coinbase
COIN
$41.7B
– –
-5,711
Closed -$368K
CRSP icon
1283
CRISPR Therapeutics
CRSP
$4.58B
– –
-3,918
Closed -$256K
CUZ icon
1284
Cousins Properties
CUZ
$5.29B
– –
-9,811
Closed -$229K
DBA icon
1285
Invesco DB Agriculture Fund
DBA
$1.26B
– –
-42,066
Closed -$842K
DNUT icon
1286
Krispy Kreme
DNUT
$543M
– –
-21,767
Closed -$251K
EDV icon
1287
Vanguard World Funds Extended Duration ETF
EDV
$3.3B
– –
-2,769
Closed -$240K
FICS icon
1288
First Trust International Developed Capital Strength ETF
FICS
$213M
– –
-43,272
Closed -$1.12M
FLBL icon
1289
Franklin Senior Loan ETF
FLBL
$852M
– –
-14,251
Closed -$328K
FNV icon
1290
Franco-Nevada
FNV
$41.4B
– –
-3,032
Closed -$362K
FPX icon
1291
First Trust US Equity Opportunities ETF
FPX
$1.51B
– –
-5,115
Closed -$415K
FXD icon
1292
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
– –
-7,731
Closed -$333K
FXU icon
1293
First Trust Utilities AlphaDEX Fund
FXU
$840M
– –
-43,834
Closed -$1.34M
FYT icon
1294
First Trust Small Cap Value AlphaDEX Fund
FYT
$189M
– –
-46,741
Closed -$1.89M
GCC icon
1295
WisdomTree Enhanced Commodity Strategy Fund
GCC
$272M
– –
-13,239
Closed -$282K
GLNG icon
1296
Golar LNG
GLNG
$4.95B
– –
-21,279
Closed -$530K
HBI
1297
DELISTED
Hanesbrands
HBI
– –
-86,569
Closed -$603K
HYHG icon
1298
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$180M
– –
-3,617
Closed -$209K
ICF icon
1299
iShares Select U.S. REIT ETF
ICF
$2.12B
– –
-4,051
Closed -$217K
ICLR icon
1300
Icon
ICLR
$12.8B
– –
-1,601
Closed -$294K
50 51
52
53 54

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.