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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTVA icon
1001
Corteva
CTVA
$59.7B
$263K 0.01%
4,183
+13
+0.3% +$804
BBDC icon
1002
Barings BDC
BBDC
$862M
$263K 0.01%
27,558
+9,697
+54% +$95.6K
UTF icon
1003
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$263K 0.01%
10,287
-42
-0.4% -$1.03K
ARKQ icon
1004
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
$263K 0.01%
3,963
-1,608
-29% -$123K
IEUR icon
1005
iShares Core MSCI Europe ETF
IEUR
$8.66B
$262K 0.01%
+4,364
New +$256K
IWX icon
1006
iShares Russell Top 200 Value ETF
IWX
$4.03B
$262K 0.01%
+3,194
New +$263K
EPU icon
1007
iShares MSCI Peru and Global Exposure ETF
EPU
$534M
$262K 0.01%
+5,976
New +$249K
UGI icon
1008
UGI
UGI
$8B
$262K 0.01%
7,927
-1,848
-19% -$58.5K
STX icon
1009
Seagate
STX
$193B
$262K 0.01%
3,081
+23
+0.8% +$2.17K
TER icon
1010
Teradyne
TER
$54.8B
$262K 0.01%
3,169
-210
-6% -$23.5K
DBND icon
1011
DoubleLine Opportunistic Bond ETF
DBND
$734M
$261K 0.01%
5,661
-251
-4% -$11.5K
BHVN icon
1012
Biohaven
BHVN
$2.16B
$261K 0.01%
10,862
+2,661
+32% +$93.8K
MFC icon
1013
Manulife Financial
MFC
$72.6B
$261K 0.01%
8,380
+306
+4% +$9.24K
APA icon
1014
APA Corp
APA
$12.8B
$260K 0.01%
12,362
-905
-7% -$19.9K
HYLS icon
1015
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$259K 0.01%
6,314
+1,098
+21% +$45.5K
DOC icon
1016
Healthpeak Properties
DOC
$15.4B
$259K 0.01%
12,814
+953
+8% +$19.3K
IWL icon
1017
iShares Russell Top 200 ETF
IWL
$2.16B
$258K 0.01%
+1,880
New +$273K
SPSM icon
1018
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$258K 0.01%
6,337
-23,283
-79% -$1.03M
XPH icon
1019
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
$258K 0.01%
5,894
+747
+15% +$33K
REGL icon
1020
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$258K 0.01%
3,200
+500
+19% +$40.7K
IBKR icon
1021
Interactive Brokers
IBKR
$40.9B
$258K 0.01%
6,232
-788
-11% -$39K
NET icon
1022
Cloudflare
NET
$93B
$257K 0.01%
2,284
-328
-13% -$43.5K
ARM icon
1023
Arm
ARM
$278B
$257K 0.01%
2,409
+163
+7% +$22.7K
HPQ icon
1024
HP
HPQ
$23.5B
$257K 0.01%
9,291
-930
-9% -$29.4K
WTRG icon
1025
Essential Utilities
WTRG
$11.2B
$257K 0.01%
6,508
+38
+0.6% +$1.4K
39 40
41
42 43

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.