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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAC icon
876
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$355K 0.01%
10,769
-6,213
-37% -$216K
FDRR icon
877
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$352K 0.01%
7,056
-1,317
-16% -$68.4K
GIB icon
878
CGI
GIB
$13.9B
$352K 0.01%
3,529
+26
+0.7% +$2.85K
HYS icon
879
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$352K 0.01%
3,760
-95
-2% -$8.97K
SAUG icon
880
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$109M
$351K 0.01%
15,586
-227
-1% -$5.32K
ESTC icon
881
Elastic
ESTC
$6.1B
$351K 0.01%
3,934
+5
+0.1% +$519
ABNB icon
882
Airbnb
ABNB
$83.7B
$350K 0.01%
2,932
-399
-12% -$53.5K
APO icon
883
Apollo Global Management
APO
$70.7B
$350K 0.01%
2,555
-2
-0.1% -$308
IBMN
884
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$350K 0.01%
+13,067
New +$349K
FTHI icon
885
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
$349K 0.01%
15,984
+4,107
+35% +$94.5K
SFEB
886
FT Vest US Small Cap Moderate Buffer ETF February
SFEB
$124M
$349K 0.01%
17,103
-255
-1% -$5.45K
AIQ icon
887
Global X Artificial Intelligence & Technology ETF
AIQ
$9.21B
$347K 0.01%
9,540
+728
+8% +$28.7K
RRC icon
888
Range Resources
RRC
$9.11B
$347K 0.01%
+8,688
New +$334K
BXSL icon
889
Blackstone Secured Lending
BXSL
$5.41B
$346K 0.01%
+10,682
New +$352K
BROS icon
890
Dutch Bros
BROS
$8.78B
$344K 0.01%
5,580
-81
-1% -$5.33K
CGGO icon
891
Capital Group Global Growth Equity ETF
CGGO
$11.2B
$344K 0.01%
12,133
+4,113
+51% +$122K
TXRH icon
892
Texas Roadhouse
TXRH
$12.7B
$344K 0.01%
2,062
+679
+49% +$120K
VBK icon
893
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$344K 0.01%
1,365
-522
-28% -$145K
QDEC icon
894
FT Vest Growth-100 Buffer ETF December
QDEC
$682M
$343K 0.01%
13,109
+180
+1% +$4.95K
PRFZ icon
895
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$343K 0.01%
9,054
+774
+9% +$31.7K
WY icon
896
Weyerhaeuser
WY
$17.3B
$343K 0.01%
11,706
+361
+3% +$10.7K
SMAY icon
897
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$107M
$342K 0.01%
14,594
-431
-3% -$10.6K
PWR icon
898
Quanta Services
PWR
$93.9B
$342K 0.01%
1,346
+464
+53% +$134K
MSCI icon
899
MSCI
MSCI
$40B
$341K 0.01%
604
-42
-7% -$24.4K
HUM icon
900
Humana
HUM
$46.7B
$341K 0.01%
1,288
-168
-12% -$45.4K
34 35
36
37 38

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.