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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFIC icon
851
MidCap Financial Investment
MFIC
$790M
$508K 0.01%
39,751
+1,855
+5% +$24.4K
FSR
852
DELISTED
Fisker Inc.
FSR
$507K 0.01%
32,210
+3,469
+12% +$60K
QQQX icon
853
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$506K 0.01%
16,499
+2,193
+15% +$65.2K
UVV icon
854
Universal Corp
UVV
$1.34B
$506K 0.01%
+9,221
New +$460K
OGIG icon
855
ALPS O'Shares Global Internet Giants ETF
OGIG
$100M
$500K 0.01%
10,158
-3
-0% -$160
WCLD
856
WisdomTree Cloud Computing Fund
WCLD
$258M
$500K 0.01%
9,641
-1,253
-12% -$72.7K
USIG icon
857
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$498K 0.01%
8,337
-1,173
-12% -$70.4K
GH icon
858
Guardant Health
GH
$19.3B
$497K 0.01%
4,970
-420
-8% -$43.4K
BR icon
859
Broadridge
BR
$17.7B
$496K 0.01%
2,712
+220
+9% +$38.7K
ESTC icon
860
Elastic
ESTC
$6.37B
$496K 0.01%
4,033
+150
+4% +$22.7K
SPSB icon
861
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$495K 0.01%
15,981
+768
+5% +$23.9K
JMIA
862
Jumia Technologies
JMIA
$752M
$493K 0.01%
43,220
+10,435
+32% +$163K
PJUL icon
863
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
$492K 0.01%
15,971
+480
+3% +$14.6K
VIS icon
864
Vanguard Industrials ETF
VIS
$8.26B
$492K 0.01%
2,424
+152
+7% +$30.4K
PBI icon
865
Pitney Bowes
PBI
$2.46B
$491K 0.01%
74,032
+6,505
+10% +$46.1K
XPO icon
866
XPO
XPO
$24.4B
$491K 0.01%
10,667
-84
-0.8% -$3.9K
GPN icon
867
Global Payments
GPN
$23B
$490K 0.01%
+3,623
New +$500K
AAXJ icon
868
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
$489K 0.01%
5,906
-25
-0.4% -$2.13K
RDS.A
869
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$488K 0.01%
11,243
+249
+2% +$11.2K
BROS icon
870
Dutch Bros
BROS
$9.01B
$486K 0.01%
+9,539
New +$530K
SPSM icon
871
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$484K 0.01%
10,830
+4,685
+76% +$208K
LIN icon
872
Linde
LIN
$234B
$483K 0.01%
1,393
-39
-3% -$12.6K
QQEW icon
873
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$483K 0.01%
4,073
+298
+8% +$34.7K
IYT icon
874
iShares US Transportation ETF
IYT
$2.32B
$482K 0.01%
6,968
-496
-7% -$33.1K
WU icon
875
Western Union
WU
$2.55B
$479K 0.01%
+26,870
New +$496K
33 34
35
36 37

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.