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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
(-7.5%)
Cap. Flow
-$352M
Cap. Flow
% of AUM
-12.63%
Top 10 Holdings %
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$23.6M |
| 2 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$6.13M |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$5.56M |
| 4 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.92M |
| 5 |
First Trust Long Duration Opportunities ETF
LGOV
|
+$3.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$13M |
| 2 |
Apple
AAPL
|
+$12M |
| 3 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$11.8M |
| 4 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$11.5M |
| 5 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.77% |
| 2 | Consumer Discretionary | 4.93% |
| 3 | Healthcare | 4.39% |
| 4 | Financials | 4.02% |
| 5 | Industrials | 3.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
NextEra Energy
NEE
$187B
| $9.04M | 0.32% |
121,845
-11,526
| -9% | -$873K |
|
52
Visa
V
$677B
| $9.02M | 0.32% |
37,972
-6,698
| -15% | -$1.53M |
|
|
53
JPMorgan Ultra-Short Income ETF
JPST
$40B
| $9.01M | 0.32% |
179,794
-203,154
| -53% | -$10.2M |
|
54
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
| $8.95M | 0.32% |
177,964
+26,519
| +18% | +$1.33M |
|
|
55
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
| $8.92M | 0.32% |
189,319
-259,991
| -58% | -$11.8M |
|
56
Costco
COST
$415B
| $8.79M | 0.32% |
16,325
-1,927
| -11% | -$975K |
|
57
Waste Management
WM
$95.9B
| $8.57M | 0.31% |
49,432
-3,699
| -7% | -$612K |
|
58
Vanguard Total Stock Market ETF
VTI
$654B
| $8.43M | 0.3% |
38,291
-5,061
| -12% | -$1.06M |
|
59
iShares Core MSCI EAFE ETF
IEFA
$186B
| $8.13M | 0.29% |
120,465
-3,586
| -3% | -$243K |
|
60
Innovator Defined Wealth Shield ETF
BALT
$2.66B
| $8.11M | 0.29% |
290,663
+106,076
| +57% | +$2.92M |
|
61
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
| $8.06M | 0.29% |
333,578
-26,309
| -7% | -$641K |
|
62
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $8.06M | 0.29% |
55,876
-6,542
| -10% | -$920K |
|
63
Meta Platforms (Facebook)
META
$1.51T
| $7.99M | 0.29% |
27,846
-7,203
| -21% | -$1.78M |
|
64
First Trust Value Line Dividend Fund
FVD
$8.29B
| $7.95M | 0.29% |
198,285
-141,371
| -42% | -$5.66M |
|
65
UnitedHealth
UNH
$382B
| $7.77M | 0.28% |
16,175
-3,294
| -17% | -$1.61M |
|
66
McDonald's
MCD
$188B
| $7.58M | 0.27% |
25,410
-3,483
| -12% | -$1.01M |
|
67
Chevron
CVX
$388B
| $7.51M | 0.27% |
47,730
-9,069
| -16% | -$1.45M |
|
68
Schwab US Large- Cap ETF
SCHX
$70.9B
| $7.47M | 0.27% |
428,160
+10,389
| +2% | +$172K |
|
69
PepsiCo
PEP
$186B
| $7.41M | 0.27% |
40,020
-8,314
| -17% | -$1.55M |
|
70
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $7.22M | 0.26% |
156,447
-8,599
| -5% | -$396K |
|
71
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
| $7.18M | 0.26% |
53,210
+11,380
| +27% | +$1.45M |
|
72
Walmart Inc
WMT
$871B
| $6.96M | 0.25% |
132,927
-28,593
| -18% | -$1.44M |
|
73
Salesforce
CRM
$134B
| $6.91M | 0.25% |
32,727
-1,720
| -5% | -$351K |
|
74
Caterpillar
CAT
$409B
| $6.88M | 0.25% |
27,948
-3,159
| -10% | -$704K |
|
75
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
| $6.79M | 0.24% |
171,293
+14,606
| +9% | +$578K |
|
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Sigma Planning Corp's Q2 2023 Portfolio in Review
As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.
- Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
- Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
- Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
- Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
- Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
- Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.
Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.