RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.24B
AUM Growth
+$1.24B
Cap. Flow
-$28.7M
Cap. Flow %
-2.31%
Top 10 Hldgs %
24.24%
Holding
216
New
26
Increased
63
Reduced
59
Closed
39

Top Buys

1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$17.6M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
$8.71M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.55M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$6.11M
5
ACAS
American Capital Ltd
ACAS
$5.98M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.4M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
$16.4M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$15.5M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
$5.53M

Sector Composition

1 Financials 2.06%
2 Materials 0.04%
3 Energy 0.03%
4 Consumer Discretionary 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BGT icon
201
BlackRock Floating Rate Income Trust
BGT
$318M
– –
-23,260
Closed -$331K
BGY icon
202
BlackRock Enhanced International Dividend Trust
BGY
$533M
– –
-446,005
Closed -$3.6M
BMY icon
203
Bristol-Myers Squibb
BMY
$96.9B
– –
-9,000
Closed -$468K
CHY
204
Calamos Convertible and High Income Fund
CHY
$868M
– –
-17,020
Closed -$229K
CRF
205
Cornerstone Total Return Fund
CRF
$1.21B
– –
-150,501
Closed -$892K
CXE
206
MFS High Income Municipal Trust
CXE
$111M
– –
-45,397
Closed -$216K
EDF
207
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$159M
– –
-317,862
Closed -$5.88M
ELD icon
208
WisdomTree Emerging Markets Local Debt Fund
ELD
$73.7M
– –
-120,635
Closed -$5.53M
EOI
209
Eaton Vance Enhanced Equity Income Fund
EOI
$869M
– –
-285,032
Closed -$3.73M
EQS icon
210
Equus Total Return
EQS
$31.1M
– –
-295,005
Closed -$566K
TLI
211
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-18,700
Closed -$227K
HYF
212
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
– –
-346,875
Closed -$735K
AFT
213
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-38,350
Closed -$700K
JPS
214
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-130,362
Closed -$1.13M
MIE
215
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-59,030
Closed -$1.06M
TIF
216
DELISTED
Tiffany & Co.
TIF
– –
-5,700
Closed -$491K
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