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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.42%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
-$57.3M
Cap. Flow %
-4.51%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$5.96M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.53M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.88M

Top Sells

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$23.8M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$11.1M
3
FSK icon
FS KKR Capital
FSK
+$8.51M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.28M
5
RA
Brookfield Real Assets Income Fund
RA
+$8.15M

Sector Composition

Rank Sector Weight
1 Financials 2.71%
2 Technology 1.07%
3 Consumer Discretionary 1.01%
4 Healthcare 0.5%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKLA
126
DELISTED
Nikola Corporation Common Stock
NKLA
$1.31M 0.1%
+4,556
New +$1.31M
HCCHU
127
DELISTED
HL Acquisitions Corp. Unit
HCCHU
$1.26M 0.1%
+125,000
New +$1.26M
BCAC
128
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
$1.25M 0.1%
125,000
– –
IMXI icon
129
International Money Express
IMXI
$367M
$1.25M 0.1%
125,002
– –
IGIC icon
130
International General Insurance
IGIC
$1.15B
$1.2M 0.09%
+125,000
New +$1.2M
DOTA
131
DELISTED
Draper Oakwood Technology Acquisition, Inc. Class A Common Stock
DOTA
$1.2M 0.09%
120,000
– –
IHTA
132
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$1.18M 0.09%
+128,830
New +$1.18M
DMTK
133
DELISTED
DermTech, Inc. Common Stock
DMTK
$1.12M 0.09%
56,235
– –
MCA
134
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.06M 0.08%
+79,800
New +$1.06M
RMT
135
Royce Micro-Cap Trust
RMT
$761M
$1.05M 0.08%
105,156
-520,653
-83% -$5.14M
SPE
136
Special Opportunities Fund
SPE
$144M
$1.05M 0.08%
73,089
-53,910
-42% -$775K
STR
137
DELISTED
Sitio Royalties
STR
$1.01M 0.08%
25,000
-18,750
-43% -$744K
LFACU
138
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$1.01M 0.08%
+100,000
New +$1M
MHI
139
DELISTED
Pioneer Municipal High Income Fund
MHI
$991K 0.08%
86,783
-79,087
-48% -$898K
BRMK
140
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$938K 0.07%
+96,000
New +$937K
SCD
141
LMP Capital and Income Fund
SCD
$358M
$834K 0.07%
64,910
– –
LACQU
142
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$819K 0.06%
81,444
-225,156
-73% -$2.24M
CHN
143
DELISTED
China Fund
CHN
$812K 0.06%
+38,838
New +$845K
GTYH
144
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$808K 0.06%
80,001
– –
HYACU
145
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
$762K 0.06%
75,396
-219,604
-74% -$2.21M
NBD
146
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$759K 0.06%
+34,541
New +$756K
EVG
147
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$685K 0.05%
+52,603
New +$699K
BRPAU
148
DELISTED
Big Rock Partners Acquisition Corp. Unit
BRPAU
$628K 0.05%
59,918
-180,082
-75% -$1.9M
ADX icon
149
Adams Diversified Equity Fund
ADX
$3.2B
$561K 0.04%
36,374
-49,175
-57% -$747K
MIW
150
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$540K 0.04%
+40,847
New +$527K
4 5
6
7 8

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Rivernorth Capital Management's Q2 2018 Portfolio in Review

As of Q2 2018, Rivernorth Capital Management held 242 positions worth $1.27B, down 5.7% from $1.35B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $57.3M in Q2 2018, closing 33 positions and reducing 49 holdings. Its most notable exit was FS KKR Capital, an estimated $8.51M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.7% of assets, up from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in Barings BDC worth $15.9M.

  • Rivernorth Capital Management's largest Q2 2018 buy was Barings BDC: 1,384,049 shares worth $15.9M.
  • Rivernorth Capital Management added most to Western Asset Emerging Markets Debt Fund in Q2 2018, an estimated $5.96M increase.
  • Rivernorth Capital Management's biggest Q2 2018 reduction was Liberty All-Star Equity Fund, cutting an estimated $23.8M.
  • Rivernorth Capital Management fully exited FS KKR Capital in Q2 2018, selling an estimated $8.51M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.27B portfolio in Q2 2018.
  • Rivernorth Capital Management opened 61 new positions and closed 33 in Q2 2018.
  • Rivernorth Capital Management's portfolio value fell 5.7% quarter-over-quarter to $1.27B.

Based on Rivernorth Capital Management's 13F filing for Q2 2018, filed 14 Aug 2018.