RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.42%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
-$58.1M
Cap. Flow %
-4.57%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

1
BBDC icon
Barings BDC
BBDC
+$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$5.7M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.3M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$3.9M

Top Sells

1
USA icon
Liberty All-Star Equity Fund
USA
+$23.9M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$10.9M
3
FSK icon
FS KKR Capital
FSK
+$8.51M
4
RA
Brookfield Real Assets Income Fund
RA
+$8.21M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.18M

Sector Composition

1 Financials 2.24%
2 Consumer Discretionary 1.01%
3 Technology 0.75%
4 Healthcare 0.67%
5 Communication Services 0.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NKLA
126
DELISTED
Nikola Corporation Common Stock
NKLA
$1.31M 0.1%
+4,556
New +$1.31M
HCCHU
127
DELISTED
HL Acquisitions Corp. Unit
HCCHU
$1.26M 0.1%
+125,000
New +$1.26M
BCAC
128
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
$1.25M 0.1%
125,000
– –
IMXI icon
129
International Money Express
IMXI
$430M
$1.25M 0.1%
125,002
– –
IGIC icon
130
International General Insurance
IGIC
$1.04B
$1.2M 0.09%
+125,000
New +$1.2M
DOTA
131
DELISTED
Draper Oakwood Technology Acquisition, Inc. Class A Common Stock
DOTA
$1.2M 0.09%
120,000
– –
IHTA
132
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$1.18M 0.09%
+128,830
New +$1.18M
DMTK
133
DELISTED
DermTech, Inc. Common Stock
DMTK
$1.12M 0.09%
56,235
– –
MCA
134
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.07M 0.08%
+79,800
New +$1.07M
RMT
135
Royce Micro-Cap Trust
RMT
$538M
$1.05M 0.08%
105,156
-520,653
-83% -$5.2M
SPE
136
Special Opportunities Fund
SPE
$169M
$1.05M 0.08%
69,821
-51,500
-42% -$774K
STR
137
DELISTED
Sitio Royalties
STR
$1.02M 0.08%
25,000
-18,750
-43% -$761K
LFACU
138
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$1.01M 0.08%
+100,000
New +$1.01M
MHI
139
DELISTED
Pioneer Municipal High Income Fund
MHI
$991K 0.08%
86,783
-79,087
-48% -$903K
BRMK
140
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$938K 0.07%
+96,000
New +$938K
SCD
141
LMP Capital and Income Fund
SCD
$274M
$834K 0.07%
64,910
– –
LACQU
142
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$819K 0.06%
81,444
-225,156
-73% -$2.26M
CHN
143
China Fund
CHN
$174M
$812K 0.06%
+38,838
New +$812K
GTYH
144
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$808K 0.06%
80,001
– –
HYACU
145
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
$762K 0.06%
75,396
-219,604
-74% -$2.22M
NBD
146
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$759K 0.06%
+34,541
New +$759K
EVG
147
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
$685K 0.05%
+52,603
New +$685K
BRPAU
148
DELISTED
Big Rock Partners Acquisition Corp. Unit
BRPAU
$628K 0.05%
59,918
-180,082
-75% -$1.89M
ADX icon
149
Adams Diversified Equity Fund
ADX
$2.65B
$561K 0.04%
36,374
-49,175
-57% -$758K
MIW
150
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$540K 0.04%
+40,847
New +$540K
4 5
6
7 8