RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
242
New
Increased
Reduced
Closed

Top Buys

1
+$15.9M
2
+$7.97M
3
+$5.7M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.3M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$3.9M

Top Sells

1
+$23.9M
2
+$10.9M
3
+$8.51M
4
RA
Brookfield Real Assets Income Fund
RA
+$8.21M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.18M

Sector Composition

1 Financials 2.24%
2 Consumer Discretionary 1.01%
3 Technology 0.75%
4 Healthcare 0.67%
5 Communication Services 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$1.31M 0.1%
+4,556
127
$1.26M 0.1%
+125,000
128
$1.25M 0.1%
125,000
129
$1.25M 0.1%
125,002
130
$1.2M 0.09%
+125,000
131
$1.2M 0.09%
120,000
132
$1.18M 0.09%
+128,830
133
$1.12M 0.09%
56,235
134
$1.06M 0.08%
+79,800
135
$1.05M 0.08%
105,156
-520,653
136
$1.05M 0.08%
69,821
-51,500
137
$1.01M 0.08%
25,000
-18,750
138
$1.01M 0.08%
+100,000
139
$991K 0.08%
86,783
-79,087
140
$938K 0.07%
+96,000
141
$834K 0.07%
64,910
142
$819K 0.06%
81,444
-225,156
143
$812K 0.06%
+38,838
144
$808K 0.06%
80,001
145
$762K 0.06%
75,396
-219,604
146
$759K 0.06%
+34,541
147
$685K 0.05%
+52,603
148
$628K 0.05%
59,918
-180,082
149
$561K 0.04%
36,374
-49,175
150
$540K 0.04%
+40,847
4 5
6
7 8