RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.31B
AUM Growth
+$1.31B
Cap. Flow
-$156M
Cap. Flow %
-11.93%
Top 10 Hldgs %
33.37%
Holding
166
New
25
Increased
37
Reduced
63
Closed
26

Top Buys

1
ARCC icon
Ares Capital
ARCC
$18.6M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
$10.4M
3
CGBD icon
Carlyle Secured Lending
CGBD
$5.68M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
$5.36M
5
BRQS
Borqs Technologies, Inc. Ordinary Shares
BRQS
$4.99M

Top Sells

1
ERC
Allspring Multi-Sector Income Fund
ERC
$17.2M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$15M
3
GLO
Clough Global Opportunities Fund
GLO
$13.2M
4
RA
Brookfield Real Assets Income Fund
RA
$11.6M
5
USA icon
Liberty All-Star Equity Fund
USA
$9.73M

Sector Composition

1 Financials 4.39%
2 Technology 0.84%
3 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HCAC.U
101
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
$2.26M 0.17%
+225,000
New +$2.26M
NESR
102
National Energy Services Reunited Corp. Ordinary Shares
NESR
$935M
$2.2M 0.17%
+230,000
New +$2.2M
BGX
103
Blackstone Long-Short Credit Income Fund
BGX
$159M
$2.16M 0.17%
134,093
-235,143
-64% -$3.79M
PHUN icon
104
Phunware
PHUN
$52.1M
$2.01M 0.15%
200,000
– –
CVON
105
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$1.94M 0.15%
+200,000
New +$1.94M
MCN
106
Madison Covered Call & Equity Strategy Fund
MCN
$133M
$1.78M 0.14%
226,829
+118,152
+109% +$925K
ISD
107
PGIM High Yield Bond Fund
ISD
$486M
$1.65M 0.13%
+107,810
New +$1.65M
HUNTU
108
DELISTED
Hunter Maritime Acquisition Corp. Unit
HUNTU
$1.48M 0.11%
150,002
– –
USWS
109
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.45M 0.11%
+150,000
New +$1.45M
GDL
110
GDL Fund
GDL
$95.9M
$1.39M 0.11%
135,242
-250,030
-65% -$2.57M
AGD
111
abrdn Global Dynamic Dividend Fund
AGD
$298M
$1.29M 0.1%
126,490
-530,364
-81% -$5.43M
BCACU
112
DELISTED
Bison Capital Acquisition Corp. Unit
BCACU
$1.28M 0.1%
+125,000
New +$1.28M
LBF
113
DELISTED
Deutsche Global High Incm Fund
LBF
$1.23M 0.09%
140,895
– –
IMXI icon
114
International Money Express
IMXI
$430M
$1.23M 0.09%
+125,002
New +$1.23M
CNACU
115
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
$1.22M 0.09%
+120,000
New +$1.22M
SGF
116
DELISTED
Aberdeen Singapore Fund, Inc.
SGF
$1.2M 0.09%
+107,904
New +$1.2M
CXH
117
MFS Investment Grade Municipal Trust
CXH
$61.2M
$1.18M 0.09%
116,646
+6,201
+6% +$62.9K
FHY
118
DELISTED
First Trust Strategic High
FHY
$1.18M 0.09%
86,179
-39,324
-31% -$537K
GLV
119
Clough Global Dividend & Income Fund
GLV
$72.2M
$1.07M 0.08%
+80,273
New +$1.07M
GTYH
120
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$808K 0.06%
80,001
– –
MSP
121
DELISTED
Madison Strategic Sector
MSP
$722K 0.06%
59,946
+39,025
+187% +$470K
LAQ
122
DELISTED
Aberdeen Latin America Equity Fund, Inc.
LAQ
$692K 0.05%
29,892
+14,906
+99% +$345K
SOR
123
Source Capital
SOR
$365M
$683K 0.05%
+17,663
New +$683K
IF
124
DELISTED
Aberdeen Indonesia Fund
IF
$664K 0.05%
87,325
+72,425
+486% +$551K
FPT
125
DELISTED
Federated Premier Intermediate M
FPT
$597K 0.05%
43,699
-84,207
-66% -$1.15M
3 4
5
6 7