Rivernorth Capital Management’s Phunware PHUN Stock Holding History

Rivernorth Capital Management’s Portfolio PHUN Stock Details PHUN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-4,000	Closed	-$2.08M	–	228
2018 Q2	$2.08M	Hold	4,000	–	–	0.16%	98
2018 Q1	$2.07M	Hold	4,000	–	–	0.15%	104
2017 Q4	$2.04M	Hold	4,000	–	–	0.14%	109
2017 Q3	$2.03M	Hold	4,000	–	–	0.17%	86
2017 Q2	$2.01M	Hold	4,000	–	–	0.15%	104
2017 Q1	$2.04M	Buy	+4,000	New	+$2.02M	0.14%	107

Other funds holding PHUN

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

KPF

K2 Principal Fund Toronto, Ontario, Canada $1.43B AUM 29.56% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

MSU

Mizuho Securities USA New York $4.24B AUM 23.1% 1-Year Est. Return

WRBC

W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Rivernorth Capital Management's PHUN Position: Q3 2018 in Review

Rivernorth Capital Management sold out of Phunware (PHUN) in Q3 2018, closing a stake of 4,000 shares — an estimated $2.08M sold.

Rivernorth Capital Management first reported a position in PHUN in Q1 2017 and held it in 6 quarters. The position peaked at $2.08M in Q2 2018. 9 funds tracked by Wall St. Rank hold PHUN as of Q3 2018.

Rivernorth Capital Management reported no remaining Phunware position as of Q3 2018 after selling out during the quarter.
Rivernorth Capital Management sold 4,000 Phunware shares in Q3 2018, an estimated $2.08M.
Rivernorth Capital Management first reported a position in Phunware in Q1 2017 and held it in 6 quarters.
Rivernorth Capital Management's Phunware position peaked at $2.08M in Q2 2018.
9 funds tracked by Wall St. Rank held Phunware as of Q3 2018.

Based on Rivernorth Capital Management's 13F filing for Q3 2018, filed 15 Nov 2018.