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Phunware
PHUN

17 hedge funds and large institutions have $42.7M invested in Phunware in 2017 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 2

3% more capital invested

Capital invested by funds: $41.5M → $42.7M (+$1.21M)

11% less funds holding

Funds holding: 19 → 17 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
17
Holders Change
-2
Holders Change %
-10.53%
% of All Funds
0.39%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
2
Increased
3
Reduced
2
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
KPF
K2 Principal Fund
Ontario, Canada
+$1.28M
2
HCMT
Highland Capital Management (Texas)
Texas
+$388K
3
CL
CSS LLC
Illinois
+$231K
4
BI
Bulldog Investors
New Jersey
+$177K
5
KIM
Karpus Investment Management
New York
+$2.54K

Top Sellers

Rank Fund Capital Flow
1
ICM
Ionic Capital Management
New York
-$804K
2
MIG
Mariner Investment Group
New York
-$179K
3
GCL
Glazer Capital LLC
New York
-$55.9K
4
UBS Group
UBS Group
Switzerland
-$16K
5
LF
Lee Financial
Texas
-$8K
Name Holding Trade Value Shares
Change 		Change in
Stake
BFM
1
Boothbay Fund Management
New York
$8.66M – – –
KIM
2
Karpus Investment Management
New York
$8.31M +$2.54K +5 +0%
BI
3
Bulldog Investors
New Jersey
$6.71M +$177K +349 +3%
GCL
4
Glazer Capital LLC
New York
$3M -$55.9K -110 -2%
PC
5
Periscope Capital
Ontario, Canada
$2.98M -$6.1K -12 -0.2%
D.E. Shaw & Co
6
D.E. Shaw & Co
New York
$2.09M – – –
AA
7
AQR Arbitrage
Connecticut
$2.04M – – –
RCM
8
Rivernorth Capital Management
Florida
$2.04M – – –
PAMP
9
Polar Asset Management Partners
Ontario, Canada
$1.74M – – –
KPF
10
K2 Principal Fund
Ontario, Canada
$1.61M +$1.28M +2,510 +392%
WRBC
11
W.R. Berkley Corp
Connecticut
$983K – – –
BCM
12
Basso Capital Management
Connecticut
$858K – – –
HIM
13
HGC Investment Management
Ontario, Canada
$766K – – –
HCMT
14
Highland Capital Management (Texas)
Texas
$389K +$388K +762 New
Hudson Bay Capital Management
15
Hudson Bay Capital Management
Connecticut
$255K – – –
CL
16
CSS LLC
Illinois
$232K +$231K +454 New
Morgan Stanley
17
Morgan Stanley
New York
$1K – – –
ICM
18
Ionic Capital Management
New York
– -$804K -1,583 Closed
MIG
19
Mariner Investment Group
New York
– -$179K -352 Closed
UBS Group
20
UBS Group
Switzerland
– -$16K -32 Closed
LF
21
Lee Financial
Texas
– -$8K -16 Closed

PHUN Hedge Fund Activity: Q4 2017 in Review

17 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Phunware (PHUN) for Q4 2017, worth a combined $42.7M — up 2.9% from $41.5M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of PHUN and 2 opened new positions — a net loss of 2 holders — while 2 trimmed existing stakes and 3 added.

The largest buyer was K2 Principal Fund, adding an estimated $1.28M. The largest seller was Ionic Capital Management, exiting entirely with an estimated $804K sold.

  • 17 institutional investors held Phunware (PHUN) as of Q4 2017, down from 19 in Q3 2017.
  • Funds reported $42.7M of Phunware stock for Q4 2017, up 2.9% quarter-over-quarter.
  • 2 funds opened new Phunware positions in Q4 2017 and 4 closed out, a net change of -2 holders.
  • The largest Phunware buyer in Q4 2017 was K2 Principal Fund, an estimated $1.28M added.
  • The largest Phunware seller in Q4 2017 was Ionic Capital Management, an estimated $804K sold.

Based on aggregated 13F filings for Q4 2017.