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Phunware
PHUN

13 hedge funds and large institutions have $39.6M invested in Phunware in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

188% more capital invested

Capital invested by funds: $13.7M → $39.6M (+$25.8M)

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

100% more repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 1

44% more funds holding

Funds holding: 9 → 13 (+4)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
13
Holders Change
+4
Holders Change %
+44.44%
% of All Funds
0.32%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
2
Reduced
1
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
+$8.18M
2
BI
Bulldog Investors
New Jersey
+$6.6M
3
AA
AQR Arbitrage
Connecticut
+$3.03M
4
RCM
Rivernorth Capital Management
Florida
+$2.02M
5
PAMP
Polar Asset Management Partners
Ontario, Canada
+$1.72M

Top Sellers

Rank Fund Capital Flow
1
WAM
Weiss Asset Management
Massachusetts
-$5M
2
GCL
Glazer Capital LLC
New York
-$53.1K
3
BCM
Basso Capital Management
Connecticut
-$30.3K
4
UBS Group
UBS Group
Switzerland
-$13K
Name Holding Trade Value Shares
Change 		Change in
Stake
BFM
1
Boothbay Fund Management
New York
$8.22M +$55.6K +110 +0.7%
KIM
2
Karpus Investment Management
New York
$8.13M +$8.18M +16,179 New
BI
3
Bulldog Investors
New Jersey
$6.62M +$6.6M +13,060 New
GCL
4
Glazer Capital LLC
New York
$3.99M -$53.1K -105 -1%
AA
5
AQR Arbitrage
Connecticut
$3.02M +$3.03M +6,000 New
PC
6
Periscope Capital
Ontario, Canada
$2.3M +$253K +500 +12%
D.E. Shaw & Co
7
D.E. Shaw & Co
New York
$2.06M – – –
RCM
8
Rivernorth Capital Management
Florida
$2.04M +$2.02M +4,000 New
PAMP
9
Polar Asset Management Partners
Ontario, Canada
$1.73M +$1.72M +3,402 New
CI
10
Cowen Inc
New York
$676K +$672K +1,329 New
KPF
11
K2 Principal Fund
Ontario, Canada
$322K – – –
Hudson Bay Capital Management
12
Hudson Bay Capital Management
Connecticut
$251K – – –
BCM
13
Basso Capital Management
Connecticut
$216K -$30.3K -60 Closed
TRCT
14
Tower Research Capital (TRC)
New York
$2K +$2.02K +4 New
WAM
15
Weiss Asset Management
Massachusetts
– -$5M -10,000 Closed
UBS Group
16
UBS Group
Switzerland
– -$13K -26 Closed

PHUN Hedge Fund Activity: Q1 2017 in Review

13 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Phunware (PHUN) for Q1 2017, worth a combined $39.6M — up 188% from $13.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PHUN positions and 3 closed out — a net gain of 4 holders — while 2 added to existing stakes and 1 trimmed.

The largest buyer was Karpus Investment Management, opening a new position worth an estimated $8.18M. The largest seller was Weiss Asset Management, exiting entirely with an estimated $5M sold.

  • 13 institutional investors held Phunware (PHUN) as of Q1 2017, up from 9 in Q4 2016.
  • Funds reported $39.6M of Phunware stock for Q1 2017, up 188% quarter-over-quarter.
  • 7 funds opened new Phunware positions in Q1 2017 and 3 closed out, a net change of +4 holders.
  • The largest Phunware buyer in Q1 2017 was Karpus Investment Management, an estimated $8.18M added.
  • The largest Phunware seller in Q1 2017 was Weiss Asset Management, an estimated $5M sold.

Based on aggregated 13F filings for Q1 2017.