Basso Capital Management’s Phunware PHUN Stock Holding History

Basso Capital Management’s Portfolio PHUN Stock Details PHUN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-1,680	Closed	-$869K	–	197
2018 Q1	$869K	Hold	1,680	–	–	0.16%	113
2017 Q4	$858K	Hold	1,680	–	–	0.14%	107
2017 Q3	$854K	Hold	1,680	–	–	0.11%	118
2017 Q2	$844K	Buy	+1,680	New	+$848K	0.11%	113
2017 Q1	–	Sell	-60	Closed	-$30.3K	–	116
2016 Q4	$30K	Buy	+60	New	+$29.8K	﹤0.01%	137

Other funds holding PHUN

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

MSU

Mizuho Securities USA New York $4.24B AUM 23.1% 1-Year Est. Return

GCL

Glazer Capital LLC New York $4.71B AUM 81.93% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

KPF

K2 Principal Fund Toronto, Ontario, Canada $1.43B AUM 29.56% 1-Year Est. Return

HIM

HGC Investment Management Toronto, Ontario, Canada $451M AUM 8.78% 1-Year Est. Return

Basso Capital Management's PHUN Position: Q2 2018 in Review

Basso Capital Management sold out of Phunware (PHUN) in Q2 2018, closing a stake of 1,680 shares — an estimated $869K sold.

Basso Capital Management first reported a position in PHUN in Q4 2016 and held it in 5 quarters. The position peaked at $869K in Q1 2018. 15 funds tracked by Wall St. Rank hold PHUN as of Q2 2018.

Basso Capital Management reported no remaining Phunware position as of Q2 2018 after selling out during the quarter.
Basso Capital Management sold 1,680 Phunware shares in Q2 2018, an estimated $869K.
Basso Capital Management first reported a position in Phunware in Q4 2016 and held it in 5 quarters.
Basso Capital Management's Phunware position peaked at $869K in Q1 2018.
15 funds tracked by Wall St. Rank held Phunware as of Q2 2018.

Based on Basso Capital Management's 13F filing for Q2 2018, filed 14 Aug 2018.