K2 Principal Fund’s Phunware PHUN Stock Holding History

K2 Principal Fund’s Portfolio PHUN Stock Details PHUN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-2,761	Closed	-$1.45M	–	338
2018 Q3	$1.45M	Sell	2,761 -464	-14%	-$243K	0.14%	177
2018 Q2	$1.67M	Buy	3,225 +75	+2%	+$38.8K	0.13%	187
2018 Q1	$1.63M	Hold	3,150	–	–	0.09%	191
2017 Q4	$1.61M	Buy	3,150 +2,510	+392%	+$1.28M	0.12%	168
2017 Q3	$325K	Hold	640	–	–	0.02%	274
2017 Q2	$321K	Hold	640	–	–	0.02%	293
2017 Q1	$322K	Hold	640	–	–	0.03%	255
2016 Q4	$320K	Buy	+640	New	+$318K	0.03%	229

Other funds holding PHUN

BPI

Battery Partners IX Boston, Massachusetts $22.4M AUM 27.71% 1-Year Est. Return

FCM

Firsthand Capital Management San Jose, California $46.9M AUM 114.33% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

K2 Principal Fund's PHUN Position: Q4 2018 in Review

K2 Principal Fund sold out of Phunware (PHUN) in Q4 2018, closing a stake of 2,761 shares — an estimated $1.45M sold.

K2 Principal Fund first reported a position in PHUN in Q4 2016 and held it in 8 quarters. The position peaked at $1.67M in Q2 2018. 3 funds tracked by Wall St. Rank hold PHUN as of Q4 2018.

K2 Principal Fund reported no remaining Phunware position as of Q4 2018 after selling out during the quarter.
K2 Principal Fund sold 2,761 Phunware shares in Q4 2018, an estimated $1.45M.
K2 Principal Fund first reported a position in Phunware in Q4 2016 and held it in 8 quarters.
K2 Principal Fund's Phunware position peaked at $1.67M in Q2 2018.
3 funds tracked by Wall St. Rank held Phunware as of Q4 2018.

Based on K2 Principal Fund's 13F filing for Q4 2018, filed 13 Feb 2019.