Mizuho Securities USA’s Phunware PHUN Stock Holding History

Mizuho Securities USA’s Portfolio PHUN Stock Details PHUN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-2,035	Closed	-$1.05M	–	145
2018 Q3	$1.05M	Sell	2,035 -4,418	-68%	-$2.32M	0.08%	95
2018 Q2	$3.34M	Buy	6,453 +1,225	+23%	+$634K	0.34%	57
2018 Q1	$2.7M	Buy	+5,228	New	+$2.69M	0.17%	40

Other funds holding PHUN

BPI

Battery Partners IX Boston, Massachusetts $22.4M AUM 27.71% 1-Year Est. Return

FCM

Firsthand Capital Management San Jose, California $46.9M AUM 114.33% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mizuho Securities USA's PHUN Position: Q4 2018 in Review

Mizuho Securities USA sold out of Phunware (PHUN) in Q4 2018, closing a stake of 2,035 shares — an estimated $1.05M sold.

Mizuho Securities USA first reported a position in PHUN in Q1 2018 and held it in 3 quarters. The position peaked at $3.34M in Q2 2018. 3 funds tracked by Wall St. Rank hold PHUN as of Q4 2018.

Mizuho Securities USA reported no remaining Phunware position as of Q4 2018 after selling out during the quarter.
Mizuho Securities USA sold 2,035 Phunware shares in Q4 2018, an estimated $1.05M.
Mizuho Securities USA first reported a position in Phunware in Q1 2018 and held it in 3 quarters.
Mizuho Securities USA's Phunware position peaked at $3.34M in Q2 2018.
3 funds tracked by Wall St. Rank held Phunware as of Q4 2018.

Based on Mizuho Securities USA's 13F filing for Q4 2018, filed 4 Feb 2019.