Rivernorth Capital Management’s ConvergeOne Holdings, Inc. Class A Common Stock CVON Stock Holding History

Rivernorth Capital Management’s Portfolio CVON Stock Details CVON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-200,000	Closed	-$2M	–	196
2017 Q4	$2M	Hold	200,000	–	–	0.14%	111
2017 Q3	$1.94M	Hold	200,000	–	–	0.16%	87
2017 Q2	$1.94M	Buy	+200,000	New	+$1.95M	0.15%	105

Other funds holding CVON

OCAM

Owl Creek Asset Management New York $1.38B AUM 59.67% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

SSA

Schonfeld Strategic Advisors New York $14.2B AUM 37.17% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return

TEE

Tibra Equities Europe London, United Kingdom $90.4M AUM 37.81% 1-Year Est. Return

Rivernorth Capital Management's CVON Position: Q1 2018 in Review

Rivernorth Capital Management sold out of ConvergeOne Holdings, Inc. Class A Common Stock (CVON) in Q1 2018, closing a stake of 200,000 shares — an estimated $2M sold.

Rivernorth Capital Management first reported a position in CVON in Q2 2017 and held it in 3 quarters. The position peaked at $2M in Q4 2017. 20 funds tracked by Wall St. Rank hold CVON as of Q1 2018.

Rivernorth Capital Management reported no remaining ConvergeOne Holdings, Inc. Class A Common Stock position as of Q1 2018 after selling out during the quarter.
Rivernorth Capital Management sold 200,000 ConvergeOne Holdings, Inc. Class A Common Stock shares in Q1 2018, an estimated $2M.
Rivernorth Capital Management first reported a position in ConvergeOne Holdings, Inc. Class A Common Stock in Q2 2017 and held it in 3 quarters.
Rivernorth Capital Management's ConvergeOne Holdings, Inc. Class A Common Stock position peaked at $2M in Q4 2017.
20 funds tracked by Wall St. Rank held ConvergeOne Holdings, Inc. Class A Common Stock as of Q1 2018.

Based on Rivernorth Capital Management's 13F filing for Q1 2018, filed 15 May 2018.