RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.23B
AUM Growth
-$55.8M
Cap. Flow
-$81.1M
Cap. Flow %
-6.6%
Top 10 Hldgs %
24.36%
Holding
231
New
14
Increased
72
Reduced
78
Closed
41

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$40.9M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.78M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$7.42M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$7.3M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.53M

Top Sells

1
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
+$22.9M
2
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$21.6M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$20.3M
4
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$16.4M
5
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$12.9M

Sector Composition

1 Financials 2.04%
2 Materials 0.04%
3 Technology 0.04%
4 Healthcare 0.04%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IGR
101
CBRE Global Real Estate Income Fund
IGR
$765M
$3.08M 0.25%
368,799
+18,500
+5% +$154K
ABE
102
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$3.06M 0.25%
230,082
+114,572
+99% +$1.52M
SGL
103
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$2.96M 0.24%
321,433
+85,285
+36% +$785K
HYB
104
DELISTED
New America High Income Fund, Inc.
HYB
$2.96M 0.24%
301,426
-4,370
-1% -$42.9K
MGU
105
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$2.9M 0.24%
123,226
-15,459
-11% -$363K
EFF
106
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2.86M 0.23%
156,615
+13,892
+10% +$254K
PMO
107
Putnam Municipal Opportunities Trust
PMO
$285M
$2.85M 0.23%
250,700
– –
CSP
108
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$2.85M 0.23%
400,156
+360,530
+910% +$2.56M
JRO
109
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.84M 0.23%
232,415
-188,026
-45% -$2.29M
IMF
110
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$2.72M 0.22%
152,322
-2,976
-2% -$53.1K
NRO
111
Neuberger Berman Real Estate Securities Income Fund
NRO
$208M
$2.66M 0.22%
591,503
+53,194
+10% +$240K
NHS
112
Neuberger Berman High Yield Strategies Fund
NHS
$232M
$2.64M 0.22%
194,141
-50,318
-21% -$685K
NPF
113
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.61M 0.21%
198,945
-3,500
-2% -$46K
LDP icon
114
Cohen & Steers Duration Preferred & Income Fund
LDP
$635M
$2.59M 0.21%
108,708
-133,441
-55% -$3.18M
GHI
115
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$2.57M 0.21%
260,792
+76,548
+42% +$756K
VGM icon
116
Invesco Trust Investment Grade Municipals
VGM
$535M
$2.54M 0.21%
198,684
-6,400
-3% -$81.9K
FRA icon
117
BlackRock Floating Rate Income Strategies Fund
FRA
$471M
$2.54M 0.21%
174,132
+37,736
+28% +$550K
HYI
118
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
$2.53M 0.21%
141,296
+31,332
+28% +$560K
VEA icon
119
Vanguard FTSE Developed Markets ETF
VEA
$173B
$2.51M 0.2%
60,753
– –
JMT
120
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$2.48M 0.2%
106,401
– –
RNP icon
121
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.06B
$2.44M 0.2%
143,776
+11,200
+8% +$190K
AMG icon
122
Affiliated Managers Group
AMG
$6.57B
$2.42M 0.2%
12,100
– –
NVG icon
123
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.6B
$2.35M 0.19%
+175,932
New +$2.35M
VKI icon
124
Invesco Advantage Municipal Income Trust II
VKI
$381M
$2.18M 0.18%
198,653
-22,316
-10% -$245K
MSD
125
Morgan Stanley Emerging Markets Debt Fund
MSD
$153M
$2.18M 0.18%
219,688
+30,954
+16% +$306K
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5
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