RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.98%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.28B
AUM Growth
+$1.28B
Cap. Flow
+$314M
Cap. Flow %
24.43%
Top 10 Hldgs %
22.6%
Holding
260
New
72
Increased
81
Reduced
45
Closed
44

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.1M
2
VMO icon
Invesco Municipal Opportunity Trust
VMO
$19.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$18M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$14.1M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
$12.5M

Top Sells

1
VOO icon
Vanguard S&P 500 ETF
VOO
$19.5M
2
OEF icon
iShares S&P 100 ETF
OEF
$10.8M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$9.75M
4
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.2M
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$5.02M

Sector Composition

1 Financials 2.69%
2 Technology 0.1%
3 Materials 0.04%
4 Communication Services 0.03%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ARMF
101
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$3.17M 0.24% +149,764 New +$3.17M
PIM
102
Putnam Master Intermediate Income Trust
PIM
$161M
$3.16M 0.24% 626,892 +246,083 +65% +$1.24M
CRF
103
Cornerstone Total Return Fund
CRF
$1.21B
$3.13M 0.24% +517,768 New +$3.13M
MGU
104
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$3.07M 0.24% 138,685 -3,200 -2% -$70.7K
JPI icon
105
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$285M
$3.05M 0.23% +138,374 New +$3.05M
JGG
106
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$2.98M 0.23% 261,299 +37,011 +17% +$422K
HYB
107
DELISTED
New America High Income Fund, Inc.
HYB
$2.95M 0.23% 305,796 +212,284 +227% +$2.05M
IQI icon
108
Invesco Quality Municipal Securities
IQI
$498M
$2.92M 0.22% +262,723 New +$2.92M
KYE
109
DELISTED
Kayne Anderson Energy
KYE
$2.87M 0.22% +104,945 New +$2.87M
MMT
110
MFS Multimarket Income Trust
MMT
$262M
$2.83M 0.22% 427,314 +242,808 +132% +$1.61M
IGR
111
CBRE Global Real Estate Income Fund
IGR
$717M
$2.77M 0.21% +350,299 New +$2.77M
FHY
112
DELISTED
First Trust Strategic High
FHY
$2.75M 0.21% 171,006 +62,461 +58% +$1M
FTT
113
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$2.72M 0.21% 213,125 – –
PMO
114
Putnam Municipal Opportunities Trust
PMO
$278M
$2.69M 0.21% +250,700 New +$2.69M
IMF
115
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$2.63M 0.2% 155,298 -500 -0.3% -$8.46K
AMG icon
116
Affiliated Managers Group
AMG
$6.39B
$2.62M 0.2% 12,100 – –
EFF
117
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2.59M 0.2% +142,723 New +$2.59M
VEA icon
118
Vanguard FTSE Developed Markets ETF
VEA
$171B
$2.53M 0.19% 60,753 -76,225 -56% -$3.18M
NPF
119
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.5M 0.19% 202,445 +111,045 +121% +$1.37M
VGM icon
120
Invesco Trust Investment Grade Municipals
VGM
$517M
$2.5M 0.19% +205,084 New +$2.5M
JMT
121
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$2.44M 0.19% 106,401 +36,719 +53% +$843K
PMF
122
DELISTED
PIMCO Municipal Income Fund
PMF
$2.38M 0.18% 194,575 +27,200 +16% +$333K
VKI icon
123
Invesco Advantage Municipal Income Trust II
VKI
$368M
$2.33M 0.18% 220,969 +167,119 +310% +$1.76M
MCR
124
MFS Charter Income Trust
MCR
$266M
$2.31M 0.18% 254,821 +23,275 +10% +$211K
EIM
125
Eaton Vance Municipal Bond Fund
EIM
$531M
$2.31M 0.18% 203,972 -13,700 -6% -$155K
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5
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