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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.98%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$898M
AUM Growth
–
Cap. Flow
+$939M
Cap. Flow %
104.53%
Top 10 Hldgs %
30.2%
Holding
165
New
165
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$44.7M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$37.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$27.9M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$26.6M
5
RVT icon
Royce Value Trust
RVT
+$25.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 4.11%
2 Technology 0.06%
3 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JLS icon
101
Nuveen Mortgage and Income Fund
JLS
$94.7M
$1.65M 0.18%
+64,834
New +$1.79M
JTP
102
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$1.64M 0.18%
+197,069
New +$1.74M
HEQ
103
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$1.53M 0.17%
+90,669
New +$1.52M
ABE
104
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$1.52M 0.17%
+76,239
New +$1.59M
FHY
105
DELISTED
First Trust Strategic High
FHY
$1.5M 0.17%
+95,545
New +$1.6M
JGG
106
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$1.44M 0.16%
+116,075
New +$1.6M
NMD
107
DELISTED
NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM
NMD
$1.42M 0.16%
+116,537
New +$1.47M
NUV icon
108
Nuveen Municipal Value Fund
NUV
$1.91B
$1.4M 0.16%
+146,600
New +$1.48M
FCO
109
DELISTED
abrdn Global Income Fund
FCO
$1.36M 0.15%
+122,750
New +$1.58M
GOF icon
110
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$1.26M 0.14%
+56,890
New +$1.29M
IWD icon
111
iShares Russell 1000 Value ETF
IWD
$83.7B
$1.19M 0.13%
+14,146
New +$1.18M
HYB
112
DELISTED
New America High Income Fund, Inc.
HYB
$1.17M 0.13%
+116,118
New +$1.19M
MSD
113
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$1.13M 0.13%
+111,202
New +$1.28M
TEI
114
Templeton Emerging Markets Income Fund
TEI
$321M
$1.1M 0.12%
+73,997
New +$1.18M
HIO
115
Western Asset High Income Opportunity Fund
HIO
$340M
$1.08M 0.12%
+182,561
New +$1.15M
HSA
116
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$1.08M 0.12%
+177,271
New +$1.14M
MCR
117
DELISTED
MFS Charter Income Trust
MCR
$1.05M 0.12%
+113,075
New +$1.13M
PMM
118
Franklin Managed Municipal Income Trust
PMM
$273M
$1.04M 0.12%
+146,074
New +$1.12M
MUH
119
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$1.04M 0.12%
+69,444
New +$1.11M
PCF
120
High Income Securities Fund
PCF
$99.9M
$1.03M 0.11%
+130,554
New +$1.06M
GF
121
New Germany Fund
GF
$188M
$1.02M 0.11%
+57,800
New +$1.01M
NRO
122
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$971K 0.11%
+211,037
New +$1.04M
TSI
123
TCW Strategic Income Fund
TSI
$213M
$965K 0.11%
+174,144
New +$1.01M
GT.PRA
124
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$931K 0.1%
+18,900
New +$931K
GLV
125
Clough Global Dividend & Income Fund
GLV
$78.1M
$833K 0.09%
+55,055
New +$835K
3 4
5
6 7

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Rivernorth Capital Management's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Rivernorth Capital Management, which disclosed 165 positions worth $898M. Its ten largest holdings account for 30% of the portfolio.

Its largest position is BlackRock Credit Allocation Income Trust: 3,223,380 shares worth $41.8M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, followed by Technology and Energy.

  • Rivernorth Capital Management's largest Q2 2013 buy was BlackRock Credit Allocation Income Trust: 3,223,380 shares worth $41.8M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $898M portfolio in Q2 2013.
  • Rivernorth Capital Management disclosed 165 positions in Q2 2013, its first 13F filing on record.

Based on Rivernorth Capital Management's 13F filing for Q2 2013, filed 14 Aug 2013.