RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+9.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$134M
Cap. Flow %
-7.93%
Top 10 Hldgs %
29%
Holding
497
New
163
Increased
49
Reduced
116
Closed
141

Top Buys

1
OBDC icon
Blue Owl Capital
OBDC
$35.7M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
$26.9M
3
VVR icon
Invesco Senior Income Trust
VVR
$20.7M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$17.6M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
$16.6M

Top Sells

1
EHI
Western Asset Global High Income Fund
EHI
$53.9M
2
HIX
Western Asset High Income Fund II
HIX
$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
$20.7M
4
PHD
Pioneer Floating Rate Fund
PHD
$14.7M
5
BFZ icon
BlackRock CA Municipal Income Trust
BFZ
$14.6M

Sector Composition

1 Financials 11.18%
2 Technology 0.74%
3 Healthcare 0.69%
4 Consumer Discretionary 0.62%
5 Industrials 0.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BXMX icon
76
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.49B
$5.19M 0.31%
402,940
+276,958
+220% +$3.57M
MUE icon
77
BlackRock MuniHoldings Quality Fund II
MUE
$215M
$5.12M 0.3%
375,193
-21,579
-5% -$295K
MCI
78
Barings Corporate Investors
MCI
$433M
$4.98M 0.3%
378,183
+173,352
+85% +$2.28M
BSL
79
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$4.96M 0.29%
348,522
+95,245
+38% +$1.35M
DHF
80
BNY Mellon High Yield Strategies Fund
DHF
$190M
$4.93M 0.29%
+1,641,608
New +$4.93M
NKG
81
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$4.53M 0.27%
346,236
-68,067
-16% -$890K
THCA
82
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$4.4M 0.26%
399,998
– –
SPE.PRB
83
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.12M 0.24%
161,353
– –
FUND
84
Sprott Focus Trust
FUND
$247M
$4.1M 0.24%
593,451
-83,407
-12% -$576K
NQP icon
85
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$417M
$3.86M 0.23%
266,969
-272,494
-51% -$3.94M
MPV
86
Barings Participation Investors
MPV
$207M
$3.86M 0.23%
324,847
+134,303
+70% +$1.6M
MVF icon
87
BlackRock MuniVest Fund
MVF
$381M
$3.85M 0.23%
419,302
– –
FPL
88
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$3.71M 0.22%
867,857
+420,572
+94% +$1.8M
HGLB
89
Highland Global Allocation Fund
HGLB
$204M
$3.7M 0.22%
566,457
-499,221
-47% -$3.26M
AIF
90
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.67M 0.22%
253,338
+184,248
+267% +$2.67M
LCID icon
91
Lucid Motors
LCID
$5.61B
$3.55M 0.21%
+35,499
New +$3.55M
FIF
92
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$3.41M 0.2%
324,886
+218,518
+205% +$2.29M
IGD
93
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$466M
$3.01M 0.18%
576,275
+23,258
+4% +$121K
LFLY
94
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$2.93M 0.17%
14,377
-5,083
-26% -$1.04M
SKIL icon
95
Skillsoft
SKIL
$130M
$2.89M 0.17%
13,952
-945
-6% -$196K
EAD
96
Allspring Income Opportunities Fund
EAD
$421M
$2.88M 0.17%
352,774
-217,250
-38% -$1.77M
GLQ
97
Clough Global Equity Fund
GLQ
$139M
$2.76M 0.16%
200,998
-108,976
-35% -$1.5M
MMU
98
Western Asset Managed Municipals Fund
MMU
$555M
$2.74M 0.16%
213,123
+4,956
+2% +$63.6K
AFT
99
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.68M 0.16%
185,844
-18,762
-9% -$270K
VLT icon
100
Invesco High Income Trust II
VLT
$72.8M
$2.61M 0.16%
192,379
-170,162
-47% -$2.31M
2 3
4
5 6