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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$146M
Cap. Flow %
-8.69%
Top 10 Hldgs %
29%
Holding
496
New
162
Increased
49
Reduced
116
Closed
141

Top Buys

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$35.8M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$25.9M
3
VVR icon
Invesco Senior Income Trust
VVR
+$19.6M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17M
5
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$16.2M

Top Sells

Rank Stock Value
1
EHI
Western Asset Global High Income Fund
EHI
+$53.9M
2
HIX
Western Asset High Income Fund II
HIX
+$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$20.8M
4
PHD
Pioneer Floating Rate Fund
PHD
+$15M
5
BFZ
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 11.15%
2 Healthcare 0.76%
3 Technology 0.75%
4 Consumer Discretionary 0.62%
5 Industrials 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
76
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$5.19M 0.31%
402,940
+276,958
+220% +$3.32M
MUE
77
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$5.12M 0.3%
375,193
-21,579
-5% -$280K
MCI
78
Barings Corporate Investors
MCI
$340M
$4.98M 0.3%
378,183
+173,352
+85% +$2.21M
BSL
79
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$4.96M 0.29%
348,522
+95,245
+38% +$1.32M
DHF
80
BNY Mellon High Yield Strategies Fund
DHF
$175M
$4.92M 0.29%
+1,641,608
New +$4.69M
NKG
81
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$4.53M 0.27%
346,236
-68,067
-16% -$853K
THCA
82
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$4.4M 0.26%
399,998
– –
SPE.PRB
83
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.12M 0.24%
161,353
– –
FUND
84
Sprott Focus Trust
FUND
$319M
$4.09M 0.24%
593,451
-83,407
-12% -$542K
NQP
85
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$3.86M 0.23%
266,969
-272,494
-51% -$3.77M
MPV
86
Barings Participation Investors
MPV
$176M
$3.86M 0.23%
324,847
+134,303
+70% +$1.55M
MVF
87
DELISTED
BlackRock MuniVest Fund
MVF
$3.85M 0.23%
419,302
– –
FPL
88
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$3.71M 0.22%
867,857
+420,572
+94% +$1.73M
HGLB
89
Highland Global Allocation Fund
HGLB
$177M
$3.7M 0.22%
566,457
-499,221
-47% -$2.98M
AIF
90
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.67M 0.22%
253,338
+184,248
+267% +$2.47M
LCID icon
91
Lucid Motors
LCID
$2.64B
$3.55M 0.21%
+35,499
New +$3.48M
FIF
92
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$3.4M 0.2%
324,886
+218,518
+205% +$2.22M
IGD
93
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$524M
$3.01M 0.18%
576,275
+23,258
+4% +$117K
LFLY
94
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$2.93M 0.17%
14,377
-5,083
-26% -$1.01M
SKIL icon
95
Skillsoft
SKIL
$84.4M
$2.89M 0.17%
13,952
-945
-6% -$191K
EAD
96
Allspring Income Opportunities Fund
EAD
$381M
$2.88M 0.17%
352,774
-217,250
-38% -$1.67M
GLQ
97
Clough Global Equity Fund
GLQ
$157M
$2.76M 0.16%
200,998
-108,976
-35% -$1.35M
MMU
98
Western Asset Managed Municipals Fund
MMU
$552M
$2.74M 0.16%
213,123
+4,956
+2% +$62K
AFT
99
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.68M 0.16%
185,844
-18,762
-9% -$252K
VLT icon
100
Invesco High Income Trust II
VLT
$65.6M
$2.61M 0.16%
192,379
-170,162
-47% -$2.19M
2 3
4
5 6

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Rivernorth Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rivernorth Capital Management held 496 positions worth $1.68B, up 4.3% from $1.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $146M in Q4 2020, closing 141 positions and reducing 116 holdings. Its most notable exit was Western Asset Global High Income Fund, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Blue Owl Capital worth $35.7M.

  • Rivernorth Capital Management's largest Q4 2020 buy was Blue Owl Capital: 2,823,663 shares worth $35.7M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q4 2020, an estimated $19.6M increase.
  • Rivernorth Capital Management's biggest Q4 2020 reduction was Western Asset High Income Opportunity Fund, cutting an estimated $20.8M.
  • Rivernorth Capital Management fully exited Western Asset Global High Income Fund in Q4 2020, selling an estimated $53.9M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $1.68B portfolio in Q4 2020.
  • Rivernorth Capital Management opened 162 new positions and closed 141 in Q4 2020.
  • Rivernorth Capital Management's portfolio value rose 4.3% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.